# ATB Capital Markets USA Inc.

> ATB Capital Markets USA Inc. is an SEC-registered investment advisory firm in Calgary, Alberta, Canada, registered since 2024, with no regulatory assets under management reported in its Form ADV filing dated August 18, 2026.

- CRD: 155053
- Filed as: ATB CAPITAL MARKETS USA INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Calgary, Alberta, Canada
- Filing period: October 2026
- Form ADV filing dated: August 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/155053
- AdvisorCensus page: https://advisorcensus.com/firm/atb-capital-markets-usa-inc-calgary-alberta-155053

## Quick answers

**How is ATB Capital Markets USA Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), ATB Capital Markets USA Inc. reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is ATB Capital Markets USA Inc. located?**
ATB Capital Markets USA Inc.'s principal office is in Calgary, Alberta, Canada, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is ATB Capital Markets USA Inc. registered with the SEC or a state?**
ATB Capital Markets USA Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 155053.

**How have ATB Capital Markets USA Inc.'s assets and staff changed since 2024?**
In the Form ADV data for ATB Capital Markets USA Inc.: Total employees: 21 in October 2024 and 31 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Does ATB Capital Markets USA Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/155053

**What changed in ATB Capital Markets USA Inc.'s recent Form ADV filings?**
In the September 2026 filing data: Changed its office addresses in Toronto, Ontario.

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Advisory services (Item 5.G)
- Other

### Firm details
- Registered since: 2024 (2 years)
- Employees: 31 total, 17 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Toronto, Ontario

### Websites listed on Form ADV (Item 1.I)
- atbcm.atb.com/expertise/equity-research

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | Not reported | 21 | July 5, 2024 |
| October 2025 | Not reported | 31 | June 11, 2025 |
| October 2026 | Not reported | 31 | August 18, 2026 |

Total employees: 21 in October 2024 and 31 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Changed its office addresses in Toronto, Ontario.

### July 2026
- Added an office in Toronto, Ontario.
- No longer lists an office in Toronto.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. ATB Capital Markets USA Inc. (CRD 155053): Form ADV filing data as of October 2026.