{
  "crd_number": 155053,
  "slug": "atb-capital-markets-usa-inc-calgary-alberta-155053",
  "primary_business_name": "ATB CAPITAL MARKETS USA INC.",
  "legal_name": "ATB CAPITAL MARKETS USA INC.",
  "dbas": [],
  "city": "Calgary, Alberta",
  "state": null,
  "country": "Canada",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-01-12",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-08-18",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": 31,
  "advisory_employees": 17,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [
    "other"
  ],
  "advisory_activities": [
    "other"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://atbcm.atb.com/expertise/equity-research"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/155053",
  "city_as_filed": "CALGARY, ALBERTA",
  "url": "https://advisorcensus.com/firm/atb-capital-markets-usa-inc-calgary-alberta-155053",
  "display_name": "ATB Capital Markets USA Inc.",
  "summary": "ATB Capital Markets USA Inc. is an SEC-registered investment advisory firm in Calgary, Alberta, Canada, registered since 2024, with no regulatory assets under management reported in its Form ADV filing dated August 18, 2026.",
  "citation": "AdvisorCensus. ATB Capital Markets USA Inc. (CRD 155053): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "Other"
  ],
  "advisory_activity_labels": [
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is ATB Capital Markets USA Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), ATB Capital Markets USA Inc. reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is ATB Capital Markets USA Inc. located?",
      "a": "ATB Capital Markets USA Inc.'s principal office is in Calgary, Alberta, Canada, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is ATB Capital Markets USA Inc. registered with the SEC or a state?",
      "a": "ATB Capital Markets USA Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 155053."
    },
    {
      "q": "How have ATB Capital Markets USA Inc.'s assets and staff changed since 2024?",
      "a": "In the Form ADV data for ATB Capital Markets USA Inc.: Total employees: 21 in October 2024 and 31 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "Does ATB Capital Markets USA Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/155053"
    },
    {
      "q": "What changed in ATB Capital Markets USA Inc.'s recent Form ADV filings?",
      "a": "In the September 2026 filing data: Changed its office addresses in Toronto, Ontario."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 21,
      "filing_date": "2024-07-05"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 31,
      "filing_date": "2025-06-11"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 31,
      "filing_date": "2026-08-18"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Changed its office addresses in Toronto, Ontario."
      ]
    },
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Added an office in Toronto, Ontario.",
        "No longer lists an office in Toronto."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/atb-capital-markets-usa-inc-calgary-alberta-155053.md",
  "clients": [],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/155053",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}