# Atala Financial Inc

> Atala Financial Inc is an SEC-registered investment advisory firm in Calabasas, CA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 6, 2026.

- CRD: 318371
- Filed as: ATALA FINANCIAL INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Calabasas, CA
- Filing period: October 2026
- Form ADV filing dated: March 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/318371
- AdvisorCensus page: https://advisorcensus.com/firm/atala-financial-inc-calabasas-ca-318371

## Quick answers

**How is Atala Financial Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Atala Financial Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; performance-based fees.

**Where is Atala Financial Inc located?**
Atala Financial Inc's principal office is in Calabasas, CA, according to its Form ADV.

**Is Atala Financial Inc registered with the SEC or a state?**
Atala Financial Inc is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 318371.

**How much does Atala Financial Inc manage?**
Atala Financial Inc reports $370,745,717 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (92% discretionary).

**How have Atala Financial Inc's assets and staff changed since 2022?**
In the Form ADV data for Atala Financial Inc: Regulatory assets under management: $161,074,929 in the October 2022 data and $370,745,717 in the October 2026 data, up 130%. Total employees: 2 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Atala Financial Inc serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (46); individuals (other than high net worth individuals) (21); charitable organizations (1).

**Which custodians does Atala Financial Inc use?**
Atala Financial Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Wells Fargo Clearing Services, LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Atala Financial Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/318371

**Does Atala Financial Inc state an account minimum?**
Its Form ADV Part 2A brochure dated March 6, 2026 says: "In general, ATALA requires a minimum account size of $2,500,000 to open and maintain an advisory account. At our discretion, we retain the right to waive this minimum account size."

**What changed in Atala Financial Inc's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $318,643,483 to $370,745,717 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 6, 2026)

- Account minimum: $2,500,000 (the brochure says it may be waived or negotiated)

> In general, ATALA requires a minimum account size of $2,500,000 to open and maintain an advisory account. At our discretion, we retain the right to waive this minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Wells Fargo Clearing Services, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $370,745,717
- Discretionary: $340,171,623
- Non-discretionary: $30,574,094

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 21 | $4,426,082 |
| High net worth individuals | 46 | $358,182,375 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 1 | $8,137,260 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2022 (4 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- atalafinancial.com
- Instagram @salamajama
- LinkedIn @shawnpatt

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $161,074,929 | 2 | August 2, 2022 |
| October 2023 | $173,055,642 | 3 | February 15, 2023 |
| October 2024 | $278,512,988 | 3 | August 14, 2024 |
| October 2025 | $318,643,483 | 3 | February 3, 2025 |
| October 2026 | $370,745,717 | 3 | March 6, 2026 |

Regulatory assets under management: $161,074,929 in the October 2022 data and $370,745,717 in the October 2026 data, up 130%.
Total employees: 2 in October 2022 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $318,643,483 to $370,745,717 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Atala Financial Inc (CRD 318371): Form ADV filing data as of October 2026.