# Astor

> Astor is an SEC-registered investment advisory firm, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 18, 2026.

- CRD: 338424
- Filed as: ASTOR
- Legal name: Gaus, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: August 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/338424
- AdvisorCensus page: https://advisorcensus.com/firm/astor-338424

## Quick answers

**How is Astor compensated?**
On its Form ADV (Item 5.E, October 2026), Astor reports these compensation arrangements: fixed fees (other than subscription fees).

**Is Astor registered with the SEC or a state?**
Astor is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 338424.

**How much does Astor manage?**
Astor reports $0 in regulatory assets under management in its Form ADV filing dated August 18, 2026.

**What types of clients does Astor serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (298).

**Does Astor report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/338424

**Does Astor state an account minimum?**
Its Form ADV Part 2A brochure dated August 18, 2026 says: "There is no account minimum for any of GAU’s services."

**What changed in Astor's recent Form ADV filings?**
In the March 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 18, 2026)

- Account minimum: None

> There is no account minimum for any of GAU’s services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 298 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- San Francisco, CA

### Websites listed on Form ADV (Item 1.I)
- astor.app
- joinastor.com
- LinkedIn @joinastor

## Changes in the filing (last 12 months)

### March 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Astor (CRD 338424): Form ADV filing data as of October 2026.