# Aston Capital Management

> Aston Capital Management is an SEC-registered investment advisory firm in Coral Gables, FL, registered since 2018, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 13, 2026.

- CRD: 291310
- Filed as: ASTON CAPITAL MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Coral Gables, FL
- Filing period: October 2026
- Form ADV filing dated: March 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/291310
- AdvisorCensus page: https://advisorcensus.com/firm/aston-capital-management-coral-gables-fl-291310

## Quick answers

**How is Aston Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Aston Capital Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Aston Capital Management charge?**
Its Form ADV Part 2A brochure dated March 13, 2026 states: Asset-based fee: 0.3% to 0.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Aston Capital Management located?**
Aston Capital Management's principal office is in Coral Gables, FL, according to its Form ADV; the May 2025 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Aston Capital Management registered with the SEC or a state?**
Aston Capital Management is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 291310.

**How much does Aston Capital Management manage?**
Aston Capital Management reports $711,759,197 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (72% discretionary).

**How have Aston Capital Management's assets and staff changed since 2021?**
In the Form ADV data for Aston Capital Management: Regulatory assets under management: $330,502,581 in the October 2021 data and $711,759,197 in the October 2026 data, up 115%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Aston Capital Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (31); pooled investment vehicles (other than investment companies and business development companies) (5).

**Does Aston Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/291310

**What changed in Aston Capital Management's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $553,848,145 to $711,759,197 (+29%). Employees performing advisory functions went from 6 to 3. No longer lists an office in Miami, FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 13, 2026)

- Asset-based fee: 0.3% to 0.5% a year (a range, as the brochure states it)

> Aston charges a flat rate between 0.3% and 0.5% annually, payable monthly or quarterly in arrears.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $711,759,197
- Discretionary: $515,556,282
- Non-discretionary: $196,202,915

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 31 | $333,917,197 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 5 | $377,842,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2025 filing
- Miami, FL

### Websites listed on Form ADV (Item 1.I)
- astoncapital.net
- LinkedIn @aston-capital-management-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $330,502,581 | 2 | March 24, 2021 |
| October 2022 | $354,729,148 | 2 | March 25, 2022 |
| October 2023 | $488,489,492 | 3 | September 26, 2023 |
| October 2024 | $508,368,083 | 3 | March 14, 2024 |
| October 2025 | $553,848,145 | 6 | April 8, 2025 |
| October 2026 | $711,759,197 | 3 | March 13, 2026 |

Regulatory assets under management: $330,502,581 in the October 2021 data and $711,759,197 in the October 2026 data, up 115%.
Total employees: 2 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $553,848,145 to $711,759,197 (+29%).
- Employees performing advisory functions went from 6 to 3.
- No longer lists an office in Miami, FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Aston Capital Management (CRD 291310): Form ADV filing data as of October 2026.