# Asti Financial Management

> Asti Financial Management is a state-registered investment advisory firm in Novato, CA, registered since 2006, with no regulatory assets under management reported in its Form ADV filing dated May 23, 2026.

- CRD: 137405
- Filed as: ASTI FINANCIAL MANAGEMENT
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Novato, CA
- Filing period: October 2026
- Form ADV filing dated: May 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/137405
- AdvisorCensus page: https://advisorcensus.com/firm/asti-financial-management-novato-ca-137405

## Quick answers

**How is Asti Financial Management compensated?**
On its Form ADV (Item 5.E, October 2026), Asti Financial Management reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees).

**Where is Asti Financial Management located?**
Asti Financial Management's principal office is in Novato, CA, according to its Form ADV.

**Is Asti Financial Management registered with the SEC or a state?**
Asti Financial Management is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 137405.

**What types of clients does Asti Financial Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (300); high net worth individuals (50).

**Does Asti Financial Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/137405

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 300 | Not reported |
| High net worth individuals | 50 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services

### Firm details
- Registered since: 2006 (20 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- astifinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Asti Financial Management (CRD 137405): Form ADV filing data as of October 2026.