# Asterozoa Management

> Asterozoa Management is an SEC-registered investment advisory firm in Phoenix, AZ, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 11, 2026.

- CRD: 316870
- Filed as: ASTEROZOA MANAGEMENT
- Legal name: Asterozoa Management LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Phoenix, AZ
- Filing period: October 2026
- Form ADV filing dated: September 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/316870
- AdvisorCensus page: https://advisorcensus.com/firm/asterozoa-management-phoenix-az-316870

## Quick answers

**How is Asterozoa Management compensated?**
On its Form ADV (Item 5.E, October 2026), Asterozoa Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**Where is Asterozoa Management located?**
Asterozoa Management's principal office is in Phoenix, AZ, according to its Form ADV.

**Is Asterozoa Management registered with the SEC or a state?**
Asterozoa Management is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 316870.

**How much does Asterozoa Management manage?**
Asterozoa Management reports $103,936,739 in regulatory assets under management in its Form ADV filing dated September 11, 2026 (100% discretionary).

**How have Asterozoa Management's assets and staff changed since 2022?**
In the Form ADV data for Asterozoa Management: Regulatory assets under management: $463,311,000 in the October 2022 data and $103,936,739 in the October 2026 data, down 78%. Total employees: 4 in October 2022 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Asterozoa Management serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2); investment companies (1).

**Does Asterozoa Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/316870

**What changed in Asterozoa Management's recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $103,936,739
- Discretionary: $103,936,739
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $57,647,860 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $46,288,879 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other

### Firm details
- Registered since: 2021 (4 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, NV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- asterozoacapital.com
- LinkedIn @asterozoa-capital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $463,311,000 | 4 | March 23, 2022 |
| October 2023 | $482,808,599 | 3 | September 13, 2023 |
| October 2024 | $106,047,795 | 4 | September 11, 2024 |
| October 2025 | $116,848,744 | 4 | May 8, 2025 |
| October 2026 | $103,936,739 | 4 | September 11, 2026 |

Regulatory assets under management: $463,311,000 in the October 2022 data and $103,936,739 in the October 2026 data, down 78%.
Total employees: 4 in October 2022 and 4 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $116,848,744 to $103,936,739 (-11%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Asterozoa Management (CRD 316870): Form ADV filing data as of October 2026.