# Associated Retirement Planners, Inc.

> Associated Retirement Planners, Inc. is a state-registered investment advisory firm in Wausau, WI, registered since 2008, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 27, 2026.

- CRD: 146922
- Filed as: ASSOCIATED RETIREMENT PLANNERS, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Wausau, WI
- Filing period: October 2026
- Form ADV filing dated: April 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/146922
- AdvisorCensus page: https://advisorcensus.com/firm/associated-retirement-planners-inc-wausau-wi-146922

## Quick answers

**How is Associated Retirement Planners, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Associated Retirement Planners, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Associated Retirement Planners, Inc. located?**
Associated Retirement Planners, Inc.'s principal office is in Wausau, WI, according to its Form ADV.

**Is Associated Retirement Planners, Inc. registered with the SEC or a state?**
Associated Retirement Planners, Inc. is a state-registered investment advisory firm, registered since 2008. Status as filed: APPROVED. CRD 146922.

**How much does Associated Retirement Planners, Inc. manage?**
Associated Retirement Planners, Inc. reports $0 in regulatory assets under management in its Form ADV filing dated April 27, 2026.

**Does Associated Retirement Planners, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/146922

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2008 (18 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, WI
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/146922

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Associated Retirement Planners, Inc. (CRD 146922): Form ADV filing data as of October 2026.