{ "crd_number": 110800, "slug": "asset-strategy-consultants-llc-hunt-valley-md-110800", "primary_business_name": "ASSET STRATEGY CONSULTANTS LLC", "legal_name": "ASSET STRATEGY CONSULTANTS LLC", "dbas": [], "city": "Hunt Valley", "state": "MD", "country": "United States", "cbsa_code": "12580", "metro": { "cbsa_code": "12580", "common_name": "Baltimore", "msa_name": "Baltimore-Columbia-Towson, MD", "path": "/advisors/md/baltimore" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1998-02-03", "years_registered": 28, "period": "2026-10-01", "filing_date": "2026-06-17", "carried_forward": false, "raum_total": 5157339356.0, "raum_discretionary": 395236792.0, "raum_non_discretionary": 4762102564.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 14, "advisory_employees": 11, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 136329311.0, "count": 5, "description": "INCLUDES DONOR ADVISED & OP RESERVES" }, "charitable": { "raum": 1693560264.0, "count": 18 }, "individuals": { "raum": 2017035.0, "count": 3, "fewer_than_5": true }, "state_municipal": { "raum": 76224485.0, "count": 1, "fewer_than_5": true }, "insurance_companies": { "raum": 2480240270.0, "count": 1, "fewer_than_5": true }, "pension_profit_sharing": { "raum": 688142326.0, "count": 9 }, "high_net_worth_individuals": { "raum": 80825665.0, "count": 11 } }, "compensation_types": [ "fixed", "hourly", "other", "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "pension_consulting", "periodicals_newsletters", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "DC", "MD", "PA", "VA" ], "websites": [ "https://assetstrategyconsultants.com", "https://facebook.com/Asset-Strategy-Consultants", "https://linkedin.com/company/asset-strategy-consultants" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110800", "city_as_filed": "HUNT VALLEY", "url": "https://advisorcensus.com/firm/asset-strategy-consultants-llc-hunt-valley-md-110800", "display_name": "Asset Strategy Consultants LLC", "summary": "Asset Strategy Consultants LLC is an SEC-registered investment advisory firm in Hunt Valley, MD, registered since 1998, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated June 17, 2026.", "citation": "AdvisorCensus. Asset Strategy Consultants LLC (CRD 110800): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)", "Other" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services", "Selection of other advisers (including private fund managers)", "Publication of periodicals or newsletters", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Asset Strategy Consultants LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Asset Strategy Consultants LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other." }, { "q": "Where is Asset Strategy Consultants LLC located?", "a": "Asset Strategy Consultants LLC's principal office is in Hunt Valley, MD, according to its Form ADV." }, { "q": "Is Asset Strategy Consultants LLC registered with the SEC or a state?", "a": "Asset Strategy Consultants LLC is an SEC-registered investment advisory firm, registered since 1998. Status as filed: Approved. CRD 110800." }, { "q": "How much does Asset Strategy Consultants LLC manage?", "a": "Asset Strategy Consultants LLC reports $5,157,339,356 in regulatory assets under management in its Form ADV filing dated June 17, 2026 (8% discretionary)." }, { "q": "How have Asset Strategy Consultants LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Asset Strategy Consultants LLC: Regulatory assets under management: $12,702,293,826 in the October 2021 data and $5,157,339,356 in the October 2026 data, down 59%. Total employees: 30 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Asset Strategy Consultants LLC serve?", "a": "By number of clients on Form ADV Item 5.D: charitable organizations (18); high net worth individuals (11); pension and profit sharing plans (but not the plan participants or government pension plans) (9)." }, { "q": "Does Asset Strategy Consultants LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110800" }, { "q": "What changed in Asset Strategy Consultants LLC's recent Form ADV filings?", "a": "In the July 2026 filing data: Employees performing advisory functions went from 9 to 11." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 12702293826.0, "total_employees": 30, "filing_date": "2021-03-25" }, { "period": "2022-10-01", "regulatory_assets_under_management": 8619413487.0, "total_employees": 22, "filing_date": "2022-03-25" }, { "period": "2023-10-01", "regulatory_assets_under_management": 6861913101.0, "total_employees": 22, "filing_date": "2023-03-24" }, { "period": "2024-10-01", "regulatory_assets_under_management": 5407074344.0, "total_employees": 20, "filing_date": "2024-03-25" }, { "period": "2025-10-01", "regulatory_assets_under_management": 5174881147.0, "total_employees": 17, "filing_date": "2025-04-02" }, { "period": "2026-10-01", "regulatory_assets_under_management": 5157339356.0, "total_employees": 14, "filing_date": "2026-06-17" } ], "recent_changes": [ { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Employees performing advisory functions went from 9 to 11." ] }, { "period": "2026-05-01", "period_label": "May 2026", "notes": [ "Employees performing advisory functions went from 11 to 9." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 14 to 11." ] }, { "period": "2025-11-01", "period_label": "November 2025", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/asset-strategy-consultants-llc-hunt-valley-md-110800.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 3, "fewer_than_5": true, "raum": 2017035.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 11, "fewer_than_5": false, "raum": 80825665.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 9, "fewer_than_5": false, "raum": 688142326.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 18, "fewer_than_5": false, "raum": 1693560264.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 1, "fewer_than_5": true, "raum": 76224485.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 1, "fewer_than_5": true, "raum": 2480240270.0 }, { "type": "other", "label": "Other", "count": 5, "fewer_than_5": false, "raum": 136329311.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110800", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }