{ "crd_number": 106741, "slug": "asset-preservation-advisors-llc-atlanta-ga-106741", "primary_business_name": "ASSET PRESERVATION ADVISORS, LLC", "legal_name": "ASSET PRESERVATION ADVISORS, LLC", "dbas": [], "city": "Atlanta", "state": "GA", "country": "United States", "cbsa_code": "12060", "metro": { "cbsa_code": "12060", "common_name": "Atlanta", "msa_name": "Atlanta-Sandy Springs-Roswell, GA", "path": "/advisors/ga/atlanta" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1992-05-27", "years_registered": 34, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 11050515200.0, "raum_discretionary": 11050515200.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 28, "advisory_employees": 20, "client_count_bucket": null, "clients_by_type": { "charitable": { "raum": 31518711.0, "count": 9 }, "individuals": { "raum": 582921779.0, "count": 1033 }, "investment_companies": { "raum": 17711961.0, "count": 1 }, "high_net_worth_individuals": { "raum": 8588802053.0, "count": 1714 }, "corporations_other_businesses": { "raum": 1829560696.0, "count": 272 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_investment_companies" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "AL", "AR", "AZ", "CA", "CT", "DE", "FL", "GA", "HI", "IA", "ID", "IL", "KY", "LA", "MA", "MD", "MI", "MN", "MO", "MS", "NC", "NE", "NH", "NJ", "NM", "NV", "NY", "OH", "OK", "PA", "SC", "SD", "TN", "TX", "UT", "VA", "WA", "WI", "WV", "WY" ], "websites": [ "https://apabonds.com", "https://assetpreservationadvisors.com", "https://linkedin.com/company/asset-preservation-advisors" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106741", "city_as_filed": "ATLANTA", "url": "https://advisorcensus.com/firm/asset-preservation-advisors-llc-atlanta-ga-106741", "display_name": "Asset Preservation Advisors, LLC", "summary": "Asset Preservation Advisors, LLC is an SEC-registered investment advisory firm in Atlanta, GA, registered since 1992, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Asset Preservation Advisors, LLC (CRD 106741): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for investment companies (and business development companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Asset Preservation Advisors, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Asset Preservation Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Asset Preservation Advisors, LLC located?", "a": "Asset Preservation Advisors, LLC's principal office is in Atlanta, GA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Asset Preservation Advisors, LLC registered with the SEC or a state?", "a": "Asset Preservation Advisors, LLC is an SEC-registered investment advisory firm, registered since 1992. Status as filed: Approved. CRD 106741." }, { "q": "How much does Asset Preservation Advisors, LLC manage?", "a": "Asset Preservation Advisors, LLC reports $11,050,515,200 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have Asset Preservation Advisors, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Asset Preservation Advisors, LLC: Regulatory assets under management: $4,663,515,858 in the October 2021 data and $11,050,515,200 in the October 2026 data, up 137%. Total employees: 21 in October 2021 and 28 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Asset Preservation Advisors, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (1,714); individuals (other than high net worth individuals) (1,033); corporations or other businesses not listed above (272)." }, { "q": "Which custodians does Asset Preservation Advisors, LLC use?", "a": "Asset Preservation Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Pershing Advisor Solutions LLC and UBS Financial Services Inc. as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Asset Preservation Advisors, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106741" }, { "q": "What changed in Asset Preservation Advisors, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 21 to 20. Registered or notice-filed in HI, WI." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 4663515858.0, "total_employees": 21, "filing_date": "2021-09-17" }, { "period": "2022-10-01", "regulatory_assets_under_management": 5322402909.0, "total_employees": 19, "filing_date": "2022-04-04" }, { "period": "2023-10-01", "regulatory_assets_under_management": 5802919105.0, "total_employees": 17, "filing_date": "2023-09-25" }, { "period": "2024-10-01", "regulatory_assets_under_management": 6927938831.0, "total_employees": 25, "filing_date": "2024-04-01" }, { "period": "2025-10-01", "regulatory_assets_under_management": 10654240520.0, "total_employees": 27, "filing_date": "2025-05-06" }, { "period": "2026-10-01", "regulatory_assets_under_management": 11050515200.0, "total_employees": 28, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 21 to 20.", "Registered or notice-filed in HI, WI." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "Registered or notice-filed in ID, SD.", "No longer registered or notice-filed in DC, KS, OR, WI." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "Pershing Advisor Solutions LLC", "name_as_filed": "PERSHING ADVISOR SOLUTIONS LLC", "affiliated": false }, { "name": "UBS Financial Services Inc.", "name_as_filed": "UBS FINANCIAL SERVICES INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/asset-preservation-advisors-llc-atlanta-ga-106741.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 1033, "fewer_than_5": false, "raum": 582921779.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 1714, "fewer_than_5": false, "raum": 8588802053.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 17711961.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 9, "fewer_than_5": false, "raum": 31518711.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 272, "fewer_than_5": false, "raum": 1829560696.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106741", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }