{
  "crd_number": 126242,
  "slug": "asset-planning-corporation-w-palm-beach-fl-126242",
  "primary_business_name": "ASSET PLANNING CORPORATION",
  "legal_name": "ASSET PLANNING CORPORATION",
  "dbas": [],
  "city": "W. Palm Beach",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2004-09-02",
  "years_registered": 22,
  "period": "2026-10-01",
  "filing_date": "2026-02-04",
  "carried_forward": false,
  "raum_total": 104378457.0,
  "raum_discretionary": 104378457.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 814791.0,
      "count": 2,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 33283094.0,
      "count": 101
    },
    "pension_profit_sharing": {
      "raum": 3610174.0,
      "count": 2,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 66670398.0,
      "count": 31
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "LA",
    "NE",
    "NH"
  ],
  "websites": [
    "https://fpiginc.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/126242",
  "city_as_filed": "W. PALM BEACH",
  "url": "https://advisorcensus.com/firm/asset-planning-corporation-w-palm-beach-fl-126242",
  "display_name": "Asset Planning Corporation",
  "summary": "Asset Planning Corporation is an SEC-registered investment advisory firm in W. Palm Beach, FL, registered since 2004, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 4, 2026.",
  "citation": "AdvisorCensus. Asset Planning Corporation (CRD 126242): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Asset Planning Corporation compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Asset Planning Corporation reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Asset Planning Corporation located?",
      "a": "Asset Planning Corporation's principal office is in W. Palm Beach, FL, according to its Form ADV."
    },
    {
      "q": "Is Asset Planning Corporation registered with the SEC or a state?",
      "a": "Asset Planning Corporation is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 126242."
    },
    {
      "q": "How much does Asset Planning Corporation manage?",
      "a": "Asset Planning Corporation reports $104,378,457 in regulatory assets under management in its Form ADV filing dated February 4, 2026 (100% discretionary)."
    },
    {
      "q": "How have Asset Planning Corporation's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Asset Planning Corporation: Regulatory assets under management: $110,862,705 in the October 2021 data and $104,378,457 in the October 2026 data, down 6%. Total employees: 6 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Asset Planning Corporation serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (101); high net worth individuals (31); pension and profit sharing plans (but not the plan participants or government pension plans) (2)."
    },
    {
      "q": "Which custodians does Asset Planning Corporation use?",
      "a": "Asset Planning Corporation's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Asset Planning Corporation report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/126242"
    },
    {
      "q": "Does Asset Planning Corporation state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 4, 2026 says: \"In general, we require a minimum of $25,000 to open and maintain a portfolio management or managed advisory account. At our discretion, we may waive this minimum account size.\""
    },
    {
      "q": "What changed in Asset Planning Corporation's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $90,592,841 to $104,378,457 (+15%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 110862705.0,
      "total_employees": 6,
      "filing_date": "2021-08-17"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 120853062.0,
      "total_employees": 6,
      "filing_date": "2022-01-29"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 100445291.0,
      "total_employees": 9,
      "filing_date": "2023-03-21"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 90276014.0,
      "total_employees": 7,
      "filing_date": "2024-03-12"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 90592841.0,
      "total_employees": 5,
      "filing_date": "2025-02-04"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 104378457.0,
      "total_employees": 5,
      "filing_date": "2026-02-04"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $90,592,841 to $104,378,457 (+15%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 4, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$25,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $25,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "In general, we require a minimum of $25,000 to open and maintain a portfolio management or managed advisory account. At our discretion, we may waive this minimum account size."
        ]
      }
    ],
    "quotes": [
      "In general, we require a minimum of $25,000 to open and maintain a portfolio management or managed advisory account. At our discretion, we may waive this minimum account size."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Pershing LLC",
      "name_as_filed": "PERSHING LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/asset-planning-corporation-w-palm-beach-fl-126242.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 101,
      "fewer_than_5": false,
      "raum": 33283094.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 31,
      "fewer_than_5": false,
      "raum": 66670398.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 2,
      "fewer_than_5": true,
      "raum": 3610174.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 2,
      "fewer_than_5": true,
      "raum": 814791.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/126242",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}