# Asset Management Associates

> Asset Management Associates is a state-registered investment advisory firm, registered since 1990, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 119878
- Filed as: ASSET MANAGEMENT ASSOCIATES
- Legal name: Ruocco, John Ralph
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Connecticut
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/119878
- AdvisorCensus page: https://advisorcensus.com/firm/asset-management-associates-119878

## Quick answers

**How is Asset Management Associates compensated?**
On its Form ADV (Item 5.E, October 2026), Asset Management Associates reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Asset Management Associates registered with the SEC or a state?**
Asset Management Associates is a state-registered investment advisory firm, registered since 1990. Status as filed: APPROVED. CRD 119878.

**How much does Asset Management Associates manage?**
Asset Management Associates reports $101,200,000 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (94% discretionary).

**What types of clients does Asset Management Associates serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (75); high net worth individuals (29); charitable organizations (3).

**Does Asset Management Associates report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/119878

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $101,200,000
- Discretionary: $95,100,000
- Non-discretionary: $6,100,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 75 | $46,536,000 |
| High net worth individuals | 29 | $53,264,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 3 | $1,400,000 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1990 (36 years)
- Employees: 0 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- assetmanagementassociates.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Asset Management Associates (CRD 119878): Form ADV filing data as of October 2026.