{
  "crd_number": 152339,
  "slug": "asset-allocation-strategies-llc-farmington-mi-152339",
  "primary_business_name": "ASSET ALLOCATION STRATEGIES, LLC",
  "legal_name": "ASSET ALLOCATION STRATEGIES, LLC",
  "dbas": [],
  "city": "Farmington",
  "state": "MI",
  "country": "United States",
  "cbsa_code": "19820",
  "metro": {
    "cbsa_code": "19820",
    "common_name": "Detroit",
    "msa_name": "Detroit-Warren-Dearborn, MI",
    "path": "/advisors/mi/detroit"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2015-09-28",
  "years_registered": 11,
  "period": "2026-10-01",
  "filing_date": "2026-09-18",
  "carried_forward": false,
  "raum_total": 1019375000.0,
  "raum_discretionary": 717269366.0,
  "raum_non_discretionary": 302105634.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 45,
  "advisory_employees": 45,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 549341958.0,
      "count": 4208
    },
    "pension_profit_sharing": {
      "raum": 302105634.0,
      "count": 31
    },
    "high_net_worth_individuals": {
      "raum": 167927408.0,
      "count": 155
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "AL",
    "AR",
    "CA",
    "CO",
    "FL",
    "GA",
    "ID",
    "IL",
    "IN",
    "LA",
    "MA",
    "MI",
    "MT",
    "NC",
    "NE",
    "OH",
    "OK",
    "SC",
    "TX",
    "VA",
    "WA",
    "WI"
  ],
  "websites": [
    "https://glpfinancialgroup.com",
    "https://linkedin.com/company/glpfinancialgroup"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/152339",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "FARMINGTON",
  "url": "https://advisorcensus.com/firm/asset-allocation-strategies-llc-farmington-mi-152339",
  "display_name": "Asset Allocation Strategies, LLC",
  "summary": "Asset Allocation Strategies, LLC is an SEC-registered investment advisory firm in Farmington, MI, registered since 2015, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 18, 2026.",
  "citation": "AdvisorCensus. Asset Allocation Strategies, LLC (CRD 152339): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Asset Allocation Strategies, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Asset Allocation Strategies, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Asset Allocation Strategies, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 5, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Asset Allocation Strategies, LLC located?",
      "a": "Asset Allocation Strategies, LLC's principal office is in Farmington, MI, according to its Form ADV; the October 2026 filing also lists 13 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Asset Allocation Strategies, LLC registered with the SEC or a state?",
      "a": "Asset Allocation Strategies, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 152339."
    },
    {
      "q": "How much does Asset Allocation Strategies, LLC manage?",
      "a": "Asset Allocation Strategies, LLC reports $1,019,375,000 in regulatory assets under management in its Form ADV filing dated September 18, 2026 (70% discretionary)."
    },
    {
      "q": "How have Asset Allocation Strategies, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Asset Allocation Strategies, LLC: Regulatory assets under management: $173,285,828 in the October 2021 data and $1,019,375,000 in the October 2026 data, up 488%. Total employees: 33 in October 2021 and 45 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Asset Allocation Strategies, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (4,208); high net worth individuals (155); pension and profit sharing plans (but not the plan participants or government pension plans) (31)."
    },
    {
      "q": "Which custodians does Asset Allocation Strategies, LLC use?",
      "a": "Asset Allocation Strategies, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and PCS / IPX as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Asset Allocation Strategies, LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/152339"
    },
    {
      "q": "What changed in Asset Allocation Strategies, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 39 to 45. Regulatory assets under management went from $767,431,598 to $1,019,375,000 (+33%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 173285828.0,
      "total_employees": 33,
      "filing_date": "2021-09-28"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 388045217.0,
      "total_employees": 33,
      "filing_date": "2022-09-13"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 451292203.0,
      "total_employees": 37,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 626742262.0,
      "total_employees": 40,
      "filing_date": "2024-04-30"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 767431598.0,
      "total_employees": 39,
      "filing_date": "2025-05-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1019375000.0,
      "total_employees": 45,
      "filing_date": "2026-09-18"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 39 to 45.",
        "Regulatory assets under management went from $767,431,598 to $1,019,375,000 (+33%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 5, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "2% of assets a year",
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 2% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "The maximum fee for these services is 2% (annually) of assets under management which is billed and assessed to your account(s) on a quarterly basis."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 2.0,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The maximum fee for these services is 2% (annually) of assets under management which is billed and assessed to your account(s) on a quarterly basis."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "PCS / IPX",
      "name_as_filed": "PCS / IPX",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/asset-allocation-strategies-llc-farmington-mi-152339.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 4208,
      "fewer_than_5": false,
      "raum": 549341958.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 155,
      "fewer_than_5": false,
      "raum": 167927408.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 31,
      "fewer_than_5": false,
      "raum": 302105634.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/152339",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}