# Aspire Advisory Services

> Aspire Advisory Services is a state-registered investment advisory firm in Lodi, CA, registered since 1997, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 129828
- Filed as: ASPIRE ADVISORY SERVICES
- Legal name: Worcester JR, David a
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Lodi, CA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/129828
- AdvisorCensus page: https://advisorcensus.com/firm/aspire-advisory-services-lodi-ca-129828

## Quick answers

**How is Aspire Advisory Services compensated?**
On its Form ADV (Item 5.E, October 2026), Aspire Advisory Services reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Aspire Advisory Services located?**
Aspire Advisory Services' principal office is in Lodi, CA, according to its Form ADV.

**Is Aspire Advisory Services registered with the SEC or a state?**
Aspire Advisory Services is a state-registered investment advisory firm, registered since 1997. Status as filed: APPROVED. CRD 129828.

**How much does Aspire Advisory Services manage?**
Aspire Advisory Services reports $69,493,000 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (87% discretionary).

**What types of clients does Aspire Advisory Services serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (55); high net worth individuals (25).

**Does Aspire Advisory Services report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/129828

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $69,493,000
- Discretionary: $60,756,000
- Non-discretionary: $8,737,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 55 | $21,441,000 |
| High net worth individuals | 25 | $47,185,000 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $867,000 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1997 (28 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Aspire Advisory Services (CRD 129828): Form ADV filing data as of October 2026.