{ "crd_number": 150652, "slug": "aspire-advisors-llc-north-white-plains-ny-150652", "primary_business_name": "ASPIRE ADVISORS, LLC", "legal_name": "ASPIRE ADVISORS, LLC", "dbas": [], "city": "North White Plains", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2013-02-01", "years_registered": 13, "period": "2026-10-01", "filing_date": "2026-03-27", "carried_forward": false, "raum_total": 109185877.0, "raum_discretionary": 109185877.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 8, "advisory_employees": 6, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "individuals": { "raum": 22980320.0, "count": 82 }, "high_net_worth_individuals": { "raum": 77262627.0, "count": 34 }, "corporations_other_businesses": { "raum": 8942930.0, "count": 1, "fewer_than_5": true } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL", "NJ", "NY" ], "websites": [ "https://aspireadvisorsllc.com", "https://facebook.com/Aspire-Advisors-LLC-100904072343638", "https://linkedin.com/COMPANY/ASPIREADVISORSLLC", "https://x.com/aspire_advisors" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/150652", "city_as_filed": "NORTH WHITE PLAINS", "url": "https://advisorcensus.com/firm/aspire-advisors-llc-north-white-plains-ny-150652", "display_name": "Aspire Advisors, LLC", "summary": "Aspire Advisors, LLC is an SEC-registered investment advisory firm in North White Plains, NY, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.", "citation": "AdvisorCensus. Aspire Advisors, LLC (CRD 150652): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services" ], "quick_answers": [ { "q": "How is Aspire Advisors, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Aspire Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Aspire Advisors, LLC located?", "a": "Aspire Advisors, LLC's principal office is in North White Plains, NY, according to its Form ADV." }, { "q": "Is Aspire Advisors, LLC registered with the SEC or a state?", "a": "Aspire Advisors, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 150652." }, { "q": "How much does Aspire Advisors, LLC manage?", "a": "Aspire Advisors, LLC reports $109,185,877 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)." }, { "q": "How have Aspire Advisors, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Aspire Advisors, LLC: Regulatory assets under management: $141,493,303 in the October 2021 data and $109,185,877 in the October 2026 data, down 23%. Total employees: 9 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Aspire Advisors, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (82); high net worth individuals (34); corporations or other businesses not listed above (1)." }, { "q": "Which custodians does Aspire Advisors, LLC use?", "a": "Aspire Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Aspire Advisors, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/150652" }, { "q": "What changed in Aspire Advisors, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 5 to 6." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 141493303.0, "total_employees": 9, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 129306751.0, "total_employees": 7, "filing_date": "2022-03-28" }, { "period": "2023-10-01", "regulatory_assets_under_management": 101637040.0, "total_employees": 7, "filing_date": "2023-03-30" }, { "period": "2024-10-01", "regulatory_assets_under_management": 104650885.0, "total_employees": 6, "filing_date": "2024-06-07" }, { "period": "2025-10-01", "regulatory_assets_under_management": 105783913.0, "total_employees": 7, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 109185877.0, "total_employees": 8, "filing_date": "2026-03-27" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 5 to 6." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "National Financial Services LLC", "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/aspire-advisors-llc-north-white-plains-ny-150652.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 82, "fewer_than_5": false, "raum": 22980320.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 34, "fewer_than_5": false, "raum": 77262627.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 1, "fewer_than_5": true, "raum": 8942930.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/150652", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }