# Aspera Financial, LLC

> Aspera Financial, LLC is a state-registered investment advisory firm, registered since 2007, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 142003
- Filed as: ASPERA FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in North Carolina
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/142003
- AdvisorCensus page: https://advisorcensus.com/firm/aspera-financial-llc-142003

## Quick answers

**How is Aspera Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Aspera Financial, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Aspera Financial, LLC registered with the SEC or a state?**
Aspera Financial, LLC is a state-registered investment advisory firm, registered since 2007. Status as filed: APPROVED. CRD 142003.

**How much does Aspera Financial, LLC manage?**
Aspera Financial, LLC reports $27,409,450 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (89% discretionary).

**What types of clients does Aspera Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (23); individuals (other than high net worth individuals) (11).

**Does Aspera Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/142003

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $27,409,450
- Discretionary: $24,266,821
- Non-discretionary: $3,142,629

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 11 | $3,142,629 |
| High net worth individuals | 23 | $24,266,821 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2007 (19 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- asperafinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Aspera Financial, LLC (CRD 142003): Form ADV filing data as of October 2026.