# Aspentree Capital Corporation

> Aspentree Capital Corporation is a state-registered investment advisory firm in Chapel Hill, NC, registered since 2015, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 3, 2026.

- CRD: 118946
- Filed as: ASPENTREE CAPITAL CORPORATION
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Chapel Hill, NC
- Filing period: October 2026
- Form ADV filing dated: March 3, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/118946
- AdvisorCensus page: https://advisorcensus.com/firm/aspentree-capital-corporation-chapel-hill-nc-118946

## Quick answers

**How is Aspentree Capital Corporation compensated?**
On its Form ADV (Item 5.E, October 2026), Aspentree Capital Corporation reports these compensation arrangements: a percentage of assets under its management.

**Where is Aspentree Capital Corporation located?**
Aspentree Capital Corporation's principal office is in Chapel Hill, NC, according to its Form ADV.

**Is Aspentree Capital Corporation registered with the SEC or a state?**
Aspentree Capital Corporation is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 118946.

**How much does Aspentree Capital Corporation manage?**
Aspentree Capital Corporation reports $39,801,624 in regulatory assets under management in its Form ADV filing dated March 3, 2026 (100% discretionary).

**What types of clients does Aspentree Capital Corporation serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (26); individuals (other than high net worth individuals) (1); pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Aspentree Capital Corporation report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/118946

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $39,801,624
- Discretionary: $39,801,624
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1 | $5,347 |
| High net worth individuals | 26 | $33,346,913 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $3,059,059 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 1 | $3,390,305 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2015 (11 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Aspentree Capital Corporation (CRD 118946): Form ADV filing data as of October 2026.