# Aspen Wealth Strategies, LLC

> Aspen Wealth Strategies, LLC is an SEC-registered investment advisory firm in Arvada, CO, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 25, 2026.

- CRD: 307424
- Filed as: ASPEN WEALTH STRATEGIES, LLC
- Also doing business as: ASPEN WEALTH PLANNING
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Arvada, CO
- Filing period: October 2026
- Form ADV filing dated: February 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/307424
- AdvisorCensus page: https://advisorcensus.com/firm/aspen-wealth-strategies-llc-arvada-co-307424

## Quick answers

**How is Aspen Wealth Strategies, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Aspen Wealth Strategies, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**How much does Aspen Wealth Strategies, LLC charge?**
Its Form ADV Part 2A brochure dated February 25, 2026 states: Subscription: $120 a month (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Aspen Wealth Strategies, LLC located?**
Aspen Wealth Strategies, LLC's principal office is in Arvada, CO, according to its Form ADV; the March 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Aspen Wealth Strategies, LLC registered with the SEC or a state?**
Aspen Wealth Strategies, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 307424.

**How much does Aspen Wealth Strategies, LLC manage?**
Aspen Wealth Strategies, LLC reports $312,179,003 in regulatory assets under management in its Form ADV filing dated February 25, 2026 (99% discretionary).

**How have Aspen Wealth Strategies, LLC's assets and staff changed since 2021?**
In the Form ADV data for Aspen Wealth Strategies, LLC: Regulatory assets under management: $184,114,212 in the October 2021 data and $312,179,003 in the October 2026 data, up 70%. Total employees: 8 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Aspen Wealth Strategies, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (248); high net worth individuals (115).

**Which custodians does Aspen Wealth Strategies, LLC use?**
Aspen Wealth Strategies, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Aspen Wealth Strategies, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307424

**Does Aspen Wealth Strategies, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 25, 2026 says: "Aspen generally does not impose a minimum relationship size."

**What changed in Aspen Wealth Strategies, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $279,717,057 to $312,179,003 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated February 25, 2026)

- Account minimum: None

> Aspen generally does not impose a minimum relationship size.

- Subscription: $120 a month (financial planning services)

> Aspen may also offer its financial planning services as a standalone service at an hourly rate of $299, or on an ongoing basis for $120 per month.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $312,179,003
- Discretionary: $309,103,704
- Non-discretionary: $3,075,299

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 248 | $80,789,472 |
| High net worth individuals | 115 | $224,426,865 |
| Charitable organizations | Fewer than 5 | $6,962,666 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (6 years)
- Employees: 7 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CO, FL, LA, MO, NE, TX, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Boulder, CO
- Golden, CO
- Lakewood, CO

### Websites listed on Form ADV (Item 1.I)
- aspenwealthstrategies.com
- Facebook @aspenwealthstrategies
- LinkedIn @aspen-wealth-strategies
- X @AspenWealth
- YouTube @UCJ1kZUF-z-bSTwUDcNGziLA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $184,114,212 | 8 | July 30, 2021 |
| October 2022 | $248,488,743 | 9 | August 12, 2022 |
| October 2023 | $226,300,769 | 8 | July 27, 2023 |
| October 2024 | $248,713,413 | 7 | August 5, 2024 |
| October 2025 | $279,717,057 | 7 | March 27, 2025 |
| October 2026 | $312,179,003 | 7 | February 25, 2026 |

Regulatory assets under management: $184,114,212 in the October 2021 data and $312,179,003 in the October 2026 data, up 70%.
Total employees: 8 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $279,717,057 to $312,179,003 (+12%).

### January 2026
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Registered or notice-filed in LA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Aspen Wealth Strategies, LLC (CRD 307424): Form ADV filing data as of October 2026.