# Aspen Wealth Planners LLC

> Aspen Wealth Planners LLC is a state-registered investment advisory firm, registered since 2003, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 6, 2026.

- CRD: 118324
- Filed as: ASPEN WEALTH PLANNERS LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: January 6, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/118324
- AdvisorCensus page: https://advisorcensus.com/firm/aspen-wealth-planners-llc-118324

## Quick answers

**How is Aspen Wealth Planners LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Aspen Wealth Planners LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Aspen Wealth Planners LLC registered with the SEC or a state?**
Aspen Wealth Planners LLC is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 118324.

**How much does Aspen Wealth Planners LLC manage?**
Aspen Wealth Planners LLC reports $34,605,883 in regulatory assets under management in its Form ADV filing dated January 6, 2026 (0% discretionary).

**What types of clients does Aspen Wealth Planners LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (16); high net worth individuals (12).

**Does Aspen Wealth Planners LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/118324

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $34,605,883
- Discretionary: $0
- Non-discretionary: $34,605,883

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 16 | $823,019 |
| High net worth individuals | 12 | $33,782,864 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2003 (23 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, OK
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Aspen Wealth Planners LLC (CRD 118324): Form ADV filing data as of October 2026.