# Aspen Gold Financial

> Aspen Gold Financial is a state-registered investment advisory firm in Brighton, CO, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 13, 2026.

- CRD: 297297
- Filed as: ASPEN GOLD FINANCIAL
- Legal name: Aspen Gold Financial LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Brighton, CO
- Filing period: October 2026
- Form ADV filing dated: May 13, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/297297
- AdvisorCensus page: https://advisorcensus.com/firm/aspen-gold-financial-brighton-co-297297

## Quick answers

**How is Aspen Gold Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Aspen Gold Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Aspen Gold Financial located?**
Aspen Gold Financial's principal office is in Brighton, CO, according to its Form ADV.

**Is Aspen Gold Financial registered with the SEC or a state?**
Aspen Gold Financial is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 297297.

**How much does Aspen Gold Financial manage?**
Aspen Gold Financial reports $3,400,000 in regulatory assets under management in its Form ADV filing dated May 13, 2026 (50% discretionary).

**What types of clients does Aspen Gold Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (14).

**Does Aspen Gold Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/297297

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Commissions

### Regulatory assets under management (Item 5.F)
- Total: $3,400,000
- Discretionary: $1,700,000
- Non-discretionary: $1,700,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 14 | $3,400,000 |
| High net worth individuals | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- aspengoldfinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Aspen Gold Financial (CRD 297297): Form ADV filing data as of October 2026.