# ASK Dolly

> ASK Dolly is an SEC-registered investment advisory firm in Denver, CO, registered since 2025, with no regulatory assets under management reported in its Form ADV filing dated March 30, 2026.

- CRD: 337843
- Filed as: ASK DOLLY
- Legal name: ASK Dolly, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Denver, CO
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/337843
- AdvisorCensus page: https://advisorcensus.com/firm/ask-dolly-denver-co-337843

## Quick answers

**How is ASK Dolly compensated?**
On its Form ADV (Item 5.E, October 2026), ASK Dolly reports these compensation arrangements: subscription fees (for a newsletter or periodical).

**Where is ASK Dolly located?**
ASK Dolly's principal office is in Denver, CO, according to its Form ADV.

**Is ASK Dolly registered with the SEC or a state?**
ASK Dolly is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 337843.

**What types of clients does ASK Dolly serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (877).

**Does ASK Dolly report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/337843

**Does ASK Dolly state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "Ask Dolly does not require any minimum level of assets to obtain a subscription, and clients are free to share as much or as little personal information with Ask Dolly as they prefer."

**What changed in ASK Dolly's recent Form ADV filings?**
In the April 2026 filing data: Registered or notice-filed in AZ, CA, CT, DC, FL, GA, HI, IL, IN, LA, MA, MD, MI, MN, MO, NC, NH, NJ, NV, NY, OH, OK, OR, PA, TN, TX, UT, VA, WA.

## From the Form ADV filing

### Compensation (Item 5.E)
- Subscription fees (for a newsletter or periodical)

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Account minimum: None

> Ask Dolly does not require any minimum level of assets to obtain a subscription, and clients are free to share as much or as little personal information with Ask Dolly as they prefer.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 877 | $0 |
| High net worth individuals | Not reported | $0 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2025 (0 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, CT, DC, FL, GA, HI, IL, IN, LA, MA, MD, MI, MN, MO, NC, NH, NJ, NV, NY, OH, OK, OR, PA, TN, TX, UT, VA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- askdolly.com

## Changes in the filing (last 12 months)

### April 2026
- Registered or notice-filed in AZ, CA, CT, DC, FL, GA, HI, IL, IN, LA, MA, MD, MI, MN, MO, NC, NH, NJ, NV, NY, OH, OK, OR, PA, TN, TX, UT, VA, WA.

### January 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. ASK Dolly (CRD 337843): Form ADV filing data as of October 2026.