# ASK Capital Investment Managers

> ASK Capital Investment Managers is an SEC-registered investment advisory firm in Amarillo, TX, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 27, 2026.

- CRD: 287711
- Filed as: ASK CAPITAL INVESTMENT MANAGERS
- Legal name: ASK Capital Investment Managers, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Amarillo, TX
- Filing period: October 2026
- Form ADV filing dated: August 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/287711
- AdvisorCensus page: https://advisorcensus.com/firm/ask-capital-investment-managers-amarillo-tx-287711

## Quick answers

**How is ASK Capital Investment Managers compensated?**
On its Form ADV (Item 5.E, October 2026), ASK Capital Investment Managers reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is ASK Capital Investment Managers located?**
ASK Capital Investment Managers' principal office is in Amarillo, TX, according to its Form ADV.

**Is ASK Capital Investment Managers registered with the SEC or a state?**
ASK Capital Investment Managers is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 287711.

**How much does ASK Capital Investment Managers manage?**
ASK Capital Investment Managers reports $110,445,880 in regulatory assets under management in its Form ADV filing dated August 27, 2026 (100% discretionary).

**What types of clients does ASK Capital Investment Managers serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (77); high net worth individuals (23).

**Which custodians does ASK Capital Investment Managers use?**
ASK Capital Investment Managers' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does ASK Capital Investment Managers report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/287711

**What changed in ASK Capital Investment Managers' recent Form ADV filings?**
In the October 2026 filing data: Moved from state registration to SEC registration.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $110,445,880
- Discretionary: $110,445,880
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 77 | $22,117,161 |
| High net worth individuals | 23 | $88,328,719 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Changes in the filing (last 12 months)

### October 2026
- Moved from state registration to SEC registration.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. ASK Capital Investment Managers (CRD 287711): Form ADV filing data as of October 2026.