# Asio Capital LLC

> Asio Capital LLC is an SEC-registered investment advisory firm in Lexington, KY, registered since 2018, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 298326
- Filed as: ASIO CAPITAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lexington, KY
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/298326
- AdvisorCensus page: https://advisorcensus.com/firm/asio-capital-llc-lexington-ky-298326

## Quick answers

**How is Asio Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Asio Capital LLC reports these compensation arrangements: a percentage of assets under its management; other.

**Where is Asio Capital LLC located?**
Asio Capital LLC's principal office is in Lexington, KY, according to its Form ADV.

**Is Asio Capital LLC registered with the SEC or a state?**
Asio Capital LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 298326.

**How much does Asio Capital LLC manage?**
Asio Capital LLC reports $805,087,065 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**How have Asio Capital LLC's assets and staff changed since 2021?**
In the Form ADV data for Asio Capital LLC: Regulatory assets under management: $290,312,728 in the October 2021 data and $805,087,065 in the October 2026 data, up 177%. Total employees: 5 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Asio Capital LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (154); high net worth individuals (126); corporations or other businesses not listed above (10).

**Which custodians does Asio Capital LLC use?**
Asio Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Asio Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298326

**What changed in Asio Capital LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $621,535,641 to $805,087,065 (+30%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $805,087,065
- Discretionary: $805,087,065
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 154 | $122,286,333 |
| High net worth individuals | 126 | $591,070,745 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $4,773,182 |
| Charitable organizations | 1 | $26,308,692 |
| Corporations or other businesses not listed above | 10 | $60,648,113 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 7 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, GA, IN, KY, NC, NY, OH, SC, TN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- asiocapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $290,312,728 | 5 | April 15, 2021 |
| October 2022 | $403,461,029 | 5 | July 14, 2022 |
| October 2023 | $393,290,216 | 6 | March 21, 2023 |
| October 2024 | $499,551,795 | 6 | March 21, 2024 |
| October 2025 | $621,535,641 | 7 | April 30, 2025 |
| October 2026 | $805,087,065 | 7 | March 26, 2026 |

Regulatory assets under management: $290,312,728 in the October 2021 data and $805,087,065 in the October 2026 data, up 177%.
Total employees: 5 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $621,535,641 to $805,087,065 (+30%).

### February 2026
- Registered or notice-filed in IN.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Asio Capital LLC (CRD 298326): Form ADV filing data as of October 2026.