{
  "crd_number": 298326,
  "slug": "asio-capital-llc-lexington-ky-298326",
  "primary_business_name": "ASIO CAPITAL LLC",
  "legal_name": "ASIO CAPITAL LLC",
  "dbas": [],
  "city": "Lexington",
  "state": "KY",
  "country": "United States",
  "cbsa_code": "30460",
  "metro": {
    "cbsa_code": "30460",
    "common_name": "Lexington",
    "msa_name": "Lexington-Fayette, KY",
    "path": "/advisors/ky/lexington"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2018-08-28",
  "years_registered": 8,
  "period": "2026-10-01",
  "filing_date": "2026-03-26",
  "carried_forward": false,
  "raum_total": 805087065.0,
  "raum_discretionary": 805087065.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 7,
  "advisory_employees": 6,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 26308692.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 122286333.0,
      "count": 154
    },
    "pension_profit_sharing": {
      "raum": 4773182.0,
      "count": 3
    },
    "high_net_worth_individuals": {
      "raum": 591070745.0,
      "count": 126
    },
    "corporations_other_businesses": {
      "raum": 60648113.0,
      "count": 10
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "GA",
    "IN",
    "KY",
    "NC",
    "NY",
    "OH",
    "SC",
    "TN"
  ],
  "websites": [
    "https://asiocapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/298326",
  "city_as_filed": "LEXINGTON",
  "url": "https://advisorcensus.com/firm/asio-capital-llc-lexington-ky-298326",
  "display_name": "Asio Capital LLC",
  "summary": "Asio Capital LLC is an SEC-registered investment advisory firm in Lexington, KY, registered since 2018, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 26, 2026.",
  "citation": "AdvisorCensus. Asio Capital LLC (CRD 298326): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Asio Capital LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Asio Capital LLC reports these compensation arrangements: a percentage of assets under its management; other."
    },
    {
      "q": "Where is Asio Capital LLC located?",
      "a": "Asio Capital LLC's principal office is in Lexington, KY, according to its Form ADV."
    },
    {
      "q": "Is Asio Capital LLC registered with the SEC or a state?",
      "a": "Asio Capital LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 298326."
    },
    {
      "q": "How much does Asio Capital LLC manage?",
      "a": "Asio Capital LLC reports $805,087,065 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary)."
    },
    {
      "q": "How have Asio Capital LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Asio Capital LLC: Regulatory assets under management: $290,312,728 in the October 2021 data and $805,087,065 in the October 2026 data, up 177%. Total employees: 5 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Asio Capital LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (154); high net worth individuals (126); corporations or other businesses not listed above (10)."
    },
    {
      "q": "Which custodians does Asio Capital LLC use?",
      "a": "Asio Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Asio Capital LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298326"
    },
    {
      "q": "What changed in Asio Capital LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $621,535,641 to $805,087,065 (+30%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 290312728.0,
      "total_employees": 5,
      "filing_date": "2021-04-15"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 403461029.0,
      "total_employees": 5,
      "filing_date": "2022-07-14"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 393290216.0,
      "total_employees": 6,
      "filing_date": "2023-03-21"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 499551795.0,
      "total_employees": 6,
      "filing_date": "2024-03-21"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 621535641.0,
      "total_employees": 7,
      "filing_date": "2025-04-30"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 805087065.0,
      "total_employees": 7,
      "filing_date": "2026-03-26"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $621,535,641 to $805,087,065 (+30%)."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Registered or notice-filed in IN."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/asio-capital-llc-lexington-ky-298326.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 154,
      "fewer_than_5": false,
      "raum": 122286333.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 126,
      "fewer_than_5": false,
      "raum": 591070745.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 3,
      "fewer_than_5": false,
      "raum": 4773182.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 26308692.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 10,
      "fewer_than_5": false,
      "raum": 60648113.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/298326",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}