# Asia Pacific Financial Management Group, Inc.

> Asia Pacific Financial Management Group, Inc. is an SEC-registered investment advisory firm in Hagatna, Guam, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 24, 2026.

- CRD: 32338
- Filed as: ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hagatna, Guam
- Filing period: October 2026
- Form ADV filing dated: September 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/32338
- AdvisorCensus page: https://advisorcensus.com/firm/asia-pacific-financial-management-group-inc-hagatna-32338

## Quick answers

**How is Asia Pacific Financial Management Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Asia Pacific Financial Management Group, Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does Asia Pacific Financial Management Group, Inc. charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Up to $249,999: 1.85% a year; $250,000 to $499,999: 1.75% a year; $500,000 to $999,999: 1.5% a year; $1,000,000 to $2,999,999: 1.35% a year; $3,000,000 to $4,999,999: 1.1% a year; Above $4,999,999: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Asia Pacific Financial Management Group, Inc. located?**
Asia Pacific Financial Management Group, Inc.'s principal office is in Hagatna, Guam, according to its Form ADV.

**Is Asia Pacific Financial Management Group, Inc. registered with the SEC or a state?**
Asia Pacific Financial Management Group, Inc. is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 32338.

**How much does Asia Pacific Financial Management Group, Inc. manage?**
Asia Pacific Financial Management Group, Inc. reports $303,526,284 in regulatory assets under management in its Form ADV filing dated September 24, 2026 (100% discretionary).

**How have Asia Pacific Financial Management Group, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Asia Pacific Financial Management Group, Inc.: Regulatory assets under management: $205,000,000 in the October 2021 data and $303,526,284 in the October 2026 data, up 48%. Total employees: 6 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Asia Pacific Financial Management Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,373); pension and profit sharing plans (but not the plan participants or government pension plans) (54); high net worth individuals (44).

**Which custodians does Asia Pacific Financial Management Group, Inc. use?**
Asia Pacific Financial Management Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists RBC Capital Markets, LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Asia Pacific Financial Management Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/32338

**Does Asia Pacific Financial Management Group, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "Asia Pacific generally requires a minimum account size of $250,000. Asia Pacific reserves the right, in its sole discretion, to waive this minimum based on factors including historical relationship, anticipated future asset levels, account composition, and other relevant criteria."

**What changed in Asia Pacific Financial Management Group, Inc.'s recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Up to $249,999: 1.85% a year
- $250,000 to $499,999: 1.75% a year
- $500,000 to $999,999: 1.5% a year
- $1,000,000 to $2,999,999: 1.35% a year
- $3,000,000 to $4,999,999: 1.1% a year
- Above $4,999,999: see the brochure

> FEE SCHEDULE: ANNUALIZED FLAT FEE Account Value Annualized Fee $0-$249,999 1.85% $250,000-$499,999 1.75% $500,000-$999,999 1.50% $1,000,000-$2,999,999 1.35% $3,000,000-$4,999,999 1.10%

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> Asia Pacific generally requires a minimum account size of $250,000. Asia Pacific reserves the right, in its sole discretion, to waive this minimum based on factors including historical relationship, anticipated future asset levels, account composition, and other relevant criteria.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- RBC Capital Markets, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $303,526,284
- Discretionary: $303,526,284
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,373 | $125,219,044 |
| High net worth individuals | 44 | $83,295,135 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 54 | $85,550,687 |
| Charitable organizations | 4 | $1,800,209 |
| Insurance companies | 2 | $3,261,322 |
| Corporations or other businesses not listed above | 13 | $4,399,887 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2014 (12 years)
- Employees: 9 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, HI, NV, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [apfmg.com](https://apfmg.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $205,000,000 | 6 | September 23, 2021 |
| October 2022 | $236,945,000 | 6 | March 31, 2022 |
| October 2023 | $206,096,000 | 7 | June 8, 2023 |
| October 2024 | $248,444,711 | 14 | July 8, 2024 |
| October 2025 | $286,152,291 | 10 | April 16, 2025 |
| October 2026 | $303,526,284 | 9 | September 24, 2026 |

Regulatory assets under management: $205,000,000 in the October 2021 data and $303,526,284 in the October 2026 data, up 48%.
Total employees: 6 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 5 to 4.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Asia Pacific Financial Management Group, Inc. (CRD 32338): Form ADV filing data as of October 2026.