{
  "crd_number": 32338,
  "slug": "asia-pacific-financial-management-group-inc-hagatna-32338",
  "primary_business_name": "ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.",
  "legal_name": "ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.",
  "dbas": [],
  "city": "Hagatna",
  "state": null,
  "country": "Guam",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-06-24",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-09-24",
  "carried_forward": false,
  "raum_total": 303526284.0,
  "raum_discretionary": 303526284.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 9,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 1800209.0,
      "count": 4,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 125219044.0,
      "count": 1373
    },
    "insurance_companies": {
      "raum": 3261322.0,
      "count": 2,
      "fewer_than_5": true
    },
    "pension_profit_sharing": {
      "raum": 85550687.0,
      "count": 54
    },
    "high_net_worth_individuals": {
      "raum": 83295135.0,
      "count": 44
    },
    "corporations_other_businesses": {
      "raum": 4399887.0,
      "count": 13
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "FL",
    "HI",
    "NV",
    "OR",
    "TX",
    "WA"
  ],
  "websites": [
    "https://apfmg.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/32338",
  "city_as_filed": "HAGATNA",
  "url": "https://advisorcensus.com/firm/asia-pacific-financial-management-group-inc-hagatna-32338",
  "display_name": "Asia Pacific Financial Management Group, Inc.",
  "summary": "Asia Pacific Financial Management Group, Inc. is an SEC-registered investment advisory firm in Hagatna, Guam, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 24, 2026.",
  "citation": "AdvisorCensus. Asia Pacific Financial Management Group, Inc. (CRD 32338): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Asia Pacific Financial Management Group, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Asia Pacific Financial Management Group, Inc. reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Asia Pacific Financial Management Group, Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Up to $249,999: 1.85% a year; $250,000 to $499,999: 1.75% a year; $500,000 to $999,999: 1.5% a year; $1,000,000 to $2,999,999: 1.35% a year; $3,000,000 to $4,999,999: 1.1% a year; Above $4,999,999: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Asia Pacific Financial Management Group, Inc. located?",
      "a": "Asia Pacific Financial Management Group, Inc.'s principal office is in Hagatna, Guam, according to its Form ADV."
    },
    {
      "q": "Is Asia Pacific Financial Management Group, Inc. registered with the SEC or a state?",
      "a": "Asia Pacific Financial Management Group, Inc. is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 32338."
    },
    {
      "q": "How much does Asia Pacific Financial Management Group, Inc. manage?",
      "a": "Asia Pacific Financial Management Group, Inc. reports $303,526,284 in regulatory assets under management in its Form ADV filing dated September 24, 2026 (100% discretionary)."
    },
    {
      "q": "How have Asia Pacific Financial Management Group, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Asia Pacific Financial Management Group, Inc.: Regulatory assets under management: $205,000,000 in the October 2021 data and $303,526,284 in the October 2026 data, up 48%. Total employees: 6 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Asia Pacific Financial Management Group, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,373); pension and profit sharing plans (but not the plan participants or government pension plans) (54); high net worth individuals (44)."
    },
    {
      "q": "Which custodians does Asia Pacific Financial Management Group, Inc. use?",
      "a": "Asia Pacific Financial Management Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists RBC Capital Markets, LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Asia Pacific Financial Management Group, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/32338"
    },
    {
      "q": "Does Asia Pacific Financial Management Group, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 says: \"Asia Pacific generally requires a minimum account size of $250,000. Asia Pacific reserves the right, in its sole discretion, to waive this minimum based on factors including historical relationship, anticipated future asset levels, account composition, and other relevant criteria.\""
    },
    {
      "q": "What changed in Asia Pacific Financial Management Group, Inc.'s recent Form ADV filings?",
      "a": "In the October 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 205000000.0,
      "total_employees": 6,
      "filing_date": "2021-09-23"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 236945000.0,
      "total_employees": 6,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 206096000.0,
      "total_employees": 7,
      "filing_date": "2023-06-08"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 248444711.0,
      "total_employees": 14,
      "filing_date": "2024-07-08"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 286152291.0,
      "total_employees": 10,
      "filing_date": "2025-04-16"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 303526284.0,
      "total_employees": 9,
      "filing_date": "2026-09-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 5 to 4.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $249,999",
        "rate": "1.85%"
      },
      {
        "band": "$250,000 to $499,999",
        "rate": "1.75%"
      },
      {
        "band": "$500,000 to $999,999",
        "rate": "1.5%"
      },
      {
        "band": "$1,000,000 to $2,999,999",
        "rate": "1.35%"
      },
      {
        "band": "$3,000,000 to $4,999,999",
        "rate": "1.1%"
      },
      {
        "band": "Above $4,999,999",
        "rate": null,
        "note": "Not stated in this schedule; see the brochure."
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $249,999: 1.85% a year",
          "$250,000 to $499,999: 1.75% a year",
          "$500,000 to $999,999: 1.5% a year",
          "$1,000,000 to $2,999,999: 1.35% a year",
          "$3,000,000 to $4,999,999: 1.1% a year",
          "Above $4,999,999: see the brochure"
        ],
        "quotes": [
          "FEE SCHEDULE: ANNUALIZED FLAT FEE Account Value Annualized Fee $0-$249,999 1.85% $250,000-$499,999 1.75% $500,000-$999,999 1.50% $1,000,000-$2,999,999 1.35% $3,000,000-$4,999,999 1.10%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Asia Pacific generally requires a minimum account size of $250,000. Asia Pacific reserves the right, in its sole discretion, to waive this minimum based on factors including historical relationship, anticipated future asset levels, account composition, and other relevant criteria."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 249999.0,
          "rate_pct": 1.85
        },
        {
          "min": 250000.0,
          "max": 499999.0,
          "rate_pct": 1.75
        },
        {
          "min": 500000.0,
          "max": 999999.0,
          "rate_pct": 1.5
        },
        {
          "min": 1000000.0,
          "max": 2999999.0,
          "rate_pct": 1.35
        },
        {
          "min": 3000000.0,
          "max": 4999999.0,
          "rate_pct": 1.1
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 250000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "FEE SCHEDULE: ANNUALIZED FLAT FEE Account Value Annualized Fee $0-$249,999 1.85% $250,000-$499,999 1.75% $500,000-$999,999 1.50% $1,000,000-$2,999,999 1.35% $3,000,000-$4,999,999 1.10%",
      "Asia Pacific generally requires a minimum account size of $250,000. Asia Pacific reserves the right, in its sole discretion, to waive this minimum based on factors including historical relationship, anticipated future asset levels, account composition, and other relevant criteria."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "RBC Capital Markets, LLC",
      "name_as_filed": "RBC CAPITAL MARKETS, LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/asia-pacific-financial-management-group-inc-hagatna-32338.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 1373,
      "fewer_than_5": false,
      "raum": 125219044.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 44,
      "fewer_than_5": false,
      "raum": 83295135.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 54,
      "fewer_than_5": false,
      "raum": 85550687.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 4,
      "fewer_than_5": true,
      "raum": 1800209.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 2,
      "fewer_than_5": true,
      "raum": 3261322.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 13,
      "fewer_than_5": false,
      "raum": 4399887.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/32338",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}