# Ashbay Capital, LLC

> Ashbay Capital, LLC is an SEC-registered investment advisory firm in New York,, NY, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 6, 2026.

- CRD: 168788
- Filed as: ASHBAY CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York,, NY
- Filing period: October 2026
- Form ADV filing dated: January 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/168788
- AdvisorCensus page: https://advisorcensus.com/firm/ashbay-capital-llc-new-york-ny-168788

## Quick answers

**How is Ashbay Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ashbay Capital, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Ashbay Capital, LLC charge?**
Its Form ADV Part 2A brochure dated January 6, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Ashbay Capital, LLC located?**
Ashbay Capital, LLC's principal office is in New York,, NY, according to its Form ADV.

**Is Ashbay Capital, LLC registered with the SEC or a state?**
Ashbay Capital, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 168788.

**How much does Ashbay Capital, LLC manage?**
Ashbay Capital, LLC reports $137,737,270 in regulatory assets under management in its Form ADV filing dated January 6, 2026 (100% discretionary).

**How have Ashbay Capital, LLC's assets and staff changed since 2021?**
In the Form ADV data for Ashbay Capital, LLC: Regulatory assets under management: $92,058,804 in the October 2021 data and $137,737,270 in the October 2026 data, up 50%. Total employees: 2 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ashbay Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (26); individuals (other than high net worth individuals) (4); corporations or other businesses not listed above (2).

**Which custodians does Ashbay Capital, LLC use?**
Ashbay Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Ashbay Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168788

**Does Ashbay Capital, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated January 6, 2026 says: "As a condition for starting and maintaining an investment management relationship, Ashbay generally imposes a minimum portfolio size of $1,000,000."

**What changed in Ashbay Capital, LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $121,552,268 to $137,737,270 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated January 6, 2026)

- Asset-based fee: 1% of assets a year

> Ashbay charges a 1% annual fee, which is prorated and charged quarterly, in arrears, based upon the average daily balance of assets under Ashbay’s management for the preceding three months.

- Account minimum: $1,000,000

> As a condition for starting and maintaining an investment management relationship, Ashbay generally imposes a minimum portfolio size of $1,000,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $137,737,270
- Discretionary: $137,737,270
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4 | $2,002,265 |
| High net worth individuals | 26 | $128,046,839 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $2,462,692 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 2 | $5,225,474 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2013 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: ME, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $92,058,804 | 2 | June 9, 2021 |
| October 2022 | $112,883,799 | 1 | February 17, 2022 |
| October 2023 | $96,587,490 | 1 | January 11, 2023 |
| October 2024 | $112,979,642 | 1 | February 29, 2024 |
| October 2025 | $121,552,268 | 1 | January 15, 2025 |
| October 2026 | $137,737,270 | 1 | January 6, 2026 |

Regulatory assets under management: $92,058,804 in the October 2021 data and $137,737,270 in the October 2026 data, up 50%.
Total employees: 2 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $121,552,268 to $137,737,270 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ashbay Capital, LLC (CRD 168788): Form ADV filing data as of October 2026.