# Asempa Wealth Advisors

> Asempa Wealth Advisors is an SEC-registered investment advisory firm in Baton Rouge, LA, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 12, 2026.

- CRD: 328609
- Filed as: ASEMPA WEALTH ADVISORS
- Legal name: Asempa, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Baton Rouge, LA
- Filing period: October 2026
- Form ADV filing dated: May 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/328609
- AdvisorCensus page: https://advisorcensus.com/firm/asempa-wealth-advisors-baton-rouge-la-328609

## Quick answers

**How is Asempa Wealth Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Asempa Wealth Advisors reports these compensation arrangements: a percentage of assets under its management.

**Where is Asempa Wealth Advisors located?**
Asempa Wealth Advisors' principal office is in Baton Rouge, LA, according to its Form ADV.

**Is Asempa Wealth Advisors registered with the SEC or a state?**
Asempa Wealth Advisors is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 328609.

**How much does Asempa Wealth Advisors manage?**
Asempa Wealth Advisors reports $246,043,951 in regulatory assets under management in its Form ADV filing dated May 12, 2026 (100% discretionary).

**How have Asempa Wealth Advisors' assets and staff changed since 2024?**
In the Form ADV data for Asempa Wealth Advisors: Regulatory assets under management: $166,551,323 in the October 2024 data and $246,043,951 in the October 2026 data, up 48%. Total employees: 3 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Asempa Wealth Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (80); individuals (other than high net worth individuals) (7); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Which custodians does Asempa Wealth Advisors use?**
Asempa Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Asempa Wealth Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328609

**What changed in Asempa Wealth Advisors' recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 2 to 3.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $246,043,951
- Discretionary: $246,043,951
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $508,065 |
| High net worth individuals | 80 | $230,944,403 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $14,591,483 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (2 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- asempawealth.com
- LinkedIn @asempa-wealth-advisors
- YouTube @AsempaWealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $166,551,323 | 3 | July 17, 2024 |
| October 2025 | $203,200,961 | 4 | July 1, 2025 |
| October 2026 | $246,043,951 | 4 | May 12, 2026 |

Regulatory assets under management: $166,551,323 in the October 2024 data and $246,043,951 in the October 2026 data, up 48%.
Total employees: 3 in October 2024 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 2 to 3.

### February 2026
- Regulatory assets under management went from $203,200,961 to $256,500,144 (+26%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Asempa Wealth Advisors (CRD 328609): Form ADV filing data as of October 2026.