{
  "crd_number": 328609,
  "slug": "asempa-wealth-advisors-baton-rouge-la-328609",
  "primary_business_name": "ASEMPA WEALTH ADVISORS",
  "legal_name": "ASEMPA, LLC",
  "dbas": [],
  "city": "Baton Rouge",
  "state": "LA",
  "country": "United States",
  "cbsa_code": "12940",
  "metro": {
    "cbsa_code": "12940",
    "common_name": "Baton Rouge",
    "msa_name": "Baton Rouge, LA",
    "path": "/advisors/la/baton-rouge"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-11-09",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-05-12",
  "carried_forward": false,
  "raum_total": 246043951.0,
  "raum_discretionary": 246043951.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 508065.0,
      "count": 7
    },
    "pension_profit_sharing": {
      "raum": 14591483.0,
      "count": 1,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 230944403.0,
      "count": 80
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "LA",
    "TX"
  ],
  "websites": [
    "https://asempawealth.com",
    "https://linkedin.com/company/asempa-wealth-advisors",
    "https://youtube.com/@AsempaWealth"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/328609",
  "city_as_filed": "BATON ROUGE",
  "url": "https://advisorcensus.com/firm/asempa-wealth-advisors-baton-rouge-la-328609",
  "display_name": "Asempa Wealth Advisors",
  "summary": "Asempa Wealth Advisors is an SEC-registered investment advisory firm in Baton Rouge, LA, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 12, 2026.",
  "citation": "AdvisorCensus. Asempa Wealth Advisors (CRD 328609): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Asempa Wealth Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Asempa Wealth Advisors reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Asempa Wealth Advisors located?",
      "a": "Asempa Wealth Advisors' principal office is in Baton Rouge, LA, according to its Form ADV."
    },
    {
      "q": "Is Asempa Wealth Advisors registered with the SEC or a state?",
      "a": "Asempa Wealth Advisors is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 328609."
    },
    {
      "q": "How much does Asempa Wealth Advisors manage?",
      "a": "Asempa Wealth Advisors reports $246,043,951 in regulatory assets under management in its Form ADV filing dated May 12, 2026 (100% discretionary)."
    },
    {
      "q": "How have Asempa Wealth Advisors' assets and staff changed since 2024?",
      "a": "In the Form ADV data for Asempa Wealth Advisors: Regulatory assets under management: $166,551,323 in the October 2024 data and $246,043,951 in the October 2026 data, up 48%. Total employees: 3 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Asempa Wealth Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (80); individuals (other than high net worth individuals) (7); pension and profit sharing plans (but not the plan participants or government pension plans) (1)."
    },
    {
      "q": "Which custodians does Asempa Wealth Advisors use?",
      "a": "Asempa Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Asempa Wealth Advisors report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328609"
    },
    {
      "q": "What changed in Asempa Wealth Advisors' recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 2 to 3."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 166551323.0,
      "total_employees": 3,
      "filing_date": "2024-07-17"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 203200961.0,
      "total_employees": 4,
      "filing_date": "2025-07-01"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 246043951.0,
      "total_employees": 4,
      "filing_date": "2026-05-12"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 2 to 3."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Regulatory assets under management went from $203,200,961 to $256,500,144 (+26%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/asempa-wealth-advisors-baton-rouge-la-328609.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 7,
      "fewer_than_5": false,
      "raum": 508065.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 80,
      "fewer_than_5": false,
      "raum": 230944403.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 14591483.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/328609",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}