# Asco Financial Group, Inc.

> Asco Financial Group, Inc. is an SEC-registered investment advisory firm in Kingston, PA, registered since 2003, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 5, 2026.

- CRD: 124395
- Filed as: ASCO FINANCIAL GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Kingston, PA
- Filing period: October 2026
- Form ADV filing dated: March 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/124395
- AdvisorCensus page: https://advisorcensus.com/firm/asco-financial-group-inc-kingston-pa-124395

## Quick answers

**How is Asco Financial Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Asco Financial Group, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Asco Financial Group, Inc. located?**
Asco Financial Group, Inc.'s principal office is in Kingston, PA, according to its Form ADV.

**Is Asco Financial Group, Inc. registered with the SEC or a state?**
Asco Financial Group, Inc. is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 124395.

**How much does Asco Financial Group, Inc. manage?**
Asco Financial Group, Inc. reports $173,160,402 in regulatory assets under management in its Form ADV filing dated March 5, 2026 (0% discretionary).

**How have Asco Financial Group, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Asco Financial Group, Inc.: Regulatory assets under management: $156,676,523 in the October 2021 data and $173,160,402 in the October 2026 data, up 11%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Asco Financial Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: state or municipal government entities (including government pension plans) (61).

**Which custodians does Asco Financial Group, Inc. use?**
Asco Financial Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., John Hancock Distributors LLC, Nationwide Trust Company and SEI Investments Distribution Co. as custodians holding 10% or more of its separately managed account assets.

**Does Asco Financial Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/124395

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- John Hancock Distributors LLC
- Nationwide Trust Company
- SEI Investments Distribution Co.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $173,160,402
- Discretionary: $0
- Non-discretionary: $173,160,402

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,473,280 |
| State or municipal government entities (including government pension plans) | 61 | $170,687,122 |

### Advisory services (Item 5.G)
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2003 (23 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ascofinancial.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $156,676,523 | 3 | March 4, 2021 |
| October 2022 | $170,363,582 | 2 | March 11, 2022 |
| October 2023 | $145,713,624 | 2 | February 9, 2023 |
| October 2024 | $158,485,907 | 2 | March 10, 2024 |
| October 2025 | $159,253,442 | 2 | March 7, 2025 |
| October 2026 | $173,160,402 | 2 | March 5, 2026 |

Regulatory assets under management: $156,676,523 in the October 2021 data and $173,160,402 in the October 2026 data, up 11%.
Total employees: 3 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Asco Financial Group, Inc. (CRD 124395): Form ADV filing data as of October 2026.