# Ascentris

> Ascentris is an SEC-registered investment advisory firm in Denver, CO, registered since 2011, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 154814
- Filed as: ASCENTRIS
- Legal name: Ascentris, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Denver, CO
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/154814
- AdvisorCensus page: https://advisorcensus.com/firm/ascentris-denver-co-154814

## Quick answers

**How is Ascentris compensated?**
On its Form ADV (Item 5.E, October 2026), Ascentris reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**Where is Ascentris located?**
Ascentris' principal office is in Denver, CO, according to its Form ADV.

**Is Ascentris registered with the SEC or a state?**
Ascentris is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 154814.

**How much does Ascentris manage?**
Ascentris reports $121,799,752 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**How have Ascentris' assets and staff changed since 2021?**
In the Form ADV data for Ascentris: Regulatory assets under management: $5,379,663 in the October 2021 data and $121,799,752 in the October 2026 data, up 2164%. Total employees: 19 in October 2021 and 30 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ascentris serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Does Ascentris report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/154814

**What changed in Ascentris' recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 28 to 30. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $121,799,752
- Discretionary: $121,799,752
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $121,799,752 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2011 (15 years)
- Employees: 30 total, 30 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ascentris.com
- LinkedIn @ASCENTRIS

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $5,379,663 | 19 | April 16, 2021 |
| October 2022 | $65,189,392 | 20 | August 31, 2022 |
| October 2023 | $182,824,842 | 21 | March 31, 2023 |
| October 2024 | $147,191,500 | 23 | March 22, 2024 |
| October 2025 | $130,455,117 | 28 | March 31, 2025 |
| October 2026 | $121,799,752 | 30 | March 24, 2026 |

Regulatory assets under management: $5,379,663 in the October 2021 data and $121,799,752 in the October 2026 data, up 2164%.
Total employees: 19 in October 2021 and 30 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 28 to 30.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ascentris (CRD 154814): Form ADV filing data as of October 2026.