# Ascendor Wealth, LLC

> Ascendor Wealth, LLC is an SEC-registered investment advisory firm in Wilmington, NC, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 3, 2026.

- CRD: 148969
- Filed as: ASCENDOR WEALTH, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Wilmington, NC
- Filing period: October 2026
- Form ADV filing dated: July 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/148969
- AdvisorCensus page: https://advisorcensus.com/firm/ascendor-wealth-llc-wilmington-nc-148969

## Quick answers

**How is Ascendor Wealth, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ascendor Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Ascendor Wealth, LLC located?**
Ascendor Wealth, LLC's principal office is in Wilmington, NC, according to its Form ADV; the August 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Ascendor Wealth, LLC registered with the SEC or a state?**
Ascendor Wealth, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 148969.

**How much does Ascendor Wealth, LLC manage?**
Ascendor Wealth, LLC reports $145,590,518 in regulatory assets under management in its Form ADV filing dated July 3, 2026 (100% discretionary).

**How have Ascendor Wealth, LLC's assets and staff changed since 2025?**
In the Form ADV data for Ascendor Wealth, LLC: Regulatory assets under management: $116,824,613 in the October 2025 data and $145,590,518 in the October 2026 data, up 25%. Total employees: 5 in October 2025 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ascendor Wealth, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (101); high net worth individuals (34); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Which custodians does Ascendor Wealth, LLC use?**
Ascendor Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists SEI Investments Distribution Co. as a custodian holding 10% or more of its separately managed account assets.

**Does Ascendor Wealth, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148969

**What changed in Ascendor Wealth, LLC's recent Form ADV filings?**
In the August 2026 filing data: Employees performing advisory functions went from 7 to 6.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- SEI Investments Distribution Co.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $145,590,518
- Discretionary: $145,590,518
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 101 | $41,161,132 |
| High net worth individuals | 34 | $100,151,770 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $4,277,616 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 6 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Fuqua-Varina, NC
- Oak Ridge, NC

### Websites listed on Form ADV (Item 1.I)
- ascendorwealth.com
- Facebook @category

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $116,824,613 | 5 | June 5, 2025 |
| October 2026 | $145,590,518 | 6 | July 3, 2026 |

Regulatory assets under management: $116,824,613 in the October 2025 data and $145,590,518 in the October 2026 data, up 25%.
Total employees: 5 in October 2025 and 6 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Employees performing advisory functions went from 7 to 6.

### April 2026
- Regulatory assets under management went from $116,824,613 to $145,590,518 (+25%).
- Employees performing advisory functions went from 5 to 7.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ascendor Wealth, LLC (CRD 148969): Form ADV filing data as of October 2026.