# ARS Investment Partners, LLC

> ARS Investment Partners, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 1971, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 27, 2026.

- CRD: 5845
- Filed as: ARS INVESTMENT PARTNERS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: April 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/5845
- AdvisorCensus page: https://advisorcensus.com/firm/ars-investment-partners-llc-new-york-ny-5845

## Quick answers

**How is ARS Investment Partners, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), ARS Investment Partners, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is ARS Investment Partners, LLC located?**
ARS Investment Partners, LLC's principal office is in New York, NY, according to its Form ADV.

**Is ARS Investment Partners, LLC registered with the SEC or a state?**
ARS Investment Partners, LLC is an SEC-registered investment advisory firm, registered since 1971. Status as filed: Approved. CRD 5845.

**How much does ARS Investment Partners, LLC manage?**
ARS Investment Partners, LLC reports $2,705,726,063 in regulatory assets under management in its Form ADV filing dated April 27, 2026 (91% discretionary).

**How have ARS Investment Partners, LLC's assets and staff changed since 2021?**
In the Form ADV data for ARS Investment Partners, LLC: Regulatory assets under management: $1,538,079,570 in the October 2021 data and $2,705,726,063 in the October 2026 data, up 76%. Total employees: 18 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does ARS Investment Partners, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (217); individuals (other than high net worth individuals) (129); charitable organizations (13).

**Which custodians does ARS Investment Partners, LLC use?**
ARS Investment Partners, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing Advisor Solutions LLC as a custodian holding 10% or more of its separately managed account assets.

**Does ARS Investment Partners, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/5845

**What changed in ARS Investment Partners, LLC's recent Form ADV filings?**
In the April 2026 filing data: Its Item 11 disclosure answers changed. Regulatory assets under management went from $1,778,346,372 to $2,705,726,063 (+52%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Pershing Advisor Solutions LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,705,726,063
- Discretionary: $2,467,820,209
- Non-discretionary: $237,905,854

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 129 | $54,057,905 |
| High net worth individuals | 217 | $1,940,948,144 |
| Investment companies | 2 | $288,893,264 |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $24,928,073 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $19,311,880 |
| Charitable organizations | 13 | $117,404,925 |
| Corporations or other businesses not listed above | 12 | $260,181,872 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 1971 (55 years)
- Employees: 18 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, CT, FL, HI, MA, MD, NC, NJ, NY, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [arsinvest.com](https://arsinvest.com)
- [arsinvestetfs.com](https://arsinvestetfs.com)
- [arsinvestmentpartners.com](https://arsinvestmentpartners.com)
- LinkedIn @ARSINVESTMENTPARTNERSLLC
- X @ARSINVESTMENTS
- X @ARSInvestments

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,538,079,570 | 18 | July 20, 2021 |
| October 2022 | $1,796,412,922 | 19 | September 27, 2022 |
| October 2023 | $1,359,175,185 | 18 | September 13, 2023 |
| October 2024 | $1,571,150,448 | 18 | April 19, 2024 |
| October 2025 | $1,778,346,372 | 17 | April 29, 2025 |
| October 2026 | $2,705,726,063 | 18 | April 27, 2026 |

Regulatory assets under management: $1,538,079,570 in the October 2021 data and $2,705,726,063 in the October 2026 data, up 76%.
Total employees: 18 in October 2021 and 18 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Its Item 11 disclosure answers changed.
- Regulatory assets under management went from $1,778,346,372 to $2,705,726,063 (+52%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. ARS Investment Partners, LLC (CRD 5845): Form ADV filing data as of October 2026.