{ "crd_number": 5845, "slug": "ars-investment-partners-llc-new-york-ny-5845", "primary_business_name": "ARS INVESTMENT PARTNERS, LLC", "legal_name": "ARS INVESTMENT PARTNERS, LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1971-07-12", "years_registered": 55, "period": "2026-10-01", "filing_date": "2026-04-27", "carried_forward": false, "raum_total": 2705726063.0, "raum_discretionary": 2467820209.0, "raum_non_discretionary": 237905854.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 18, "advisory_employees": 7, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 117404925.0, "count": 13 }, "individuals": { "raum": 54057905.0, "count": 129 }, "investment_companies": { "raum": 288893264.0, "count": 2 }, "pension_profit_sharing": { "raum": 19311880.0, "count": 4, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 1940948144.0, "count": 217 }, "pooled_investment_vehicles": { "raum": 24928073.0, "count": 3 }, "corporations_other_businesses": { "raum": 260181872.0, "count": 12 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "educational_seminars", "periodicals_newsletters", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "CO", "CT", "FL", "HI", "MA", "MD", "NC", "NJ", "NY", "PA", "TX" ], "websites": [ "https://arsinvest.com", "https://arsinvestetfs.com", "https://arsinvestmentpartners.com", "https://linkedin.com/COMPANY/ARSINVESTMENTPARTNERSLLC", "https://twitter.com/ARSINVESTMENTS", "https://x.com/ARSInvestments" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/5845", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/ars-investment-partners-llc-new-york-ny-5845", "display_name": "ARS Investment Partners, LLC", "summary": "ARS Investment Partners, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 1971, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 27, 2026.", "citation": "AdvisorCensus. ARS Investment Partners, LLC (CRD 5845): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)", "Publication of periodicals or newsletters", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is ARS Investment Partners, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), ARS Investment Partners, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is ARS Investment Partners, LLC located?", "a": "ARS Investment Partners, LLC's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is ARS Investment Partners, LLC registered with the SEC or a state?", "a": "ARS Investment Partners, LLC is an SEC-registered investment advisory firm, registered since 1971. Status as filed: Approved. CRD 5845." }, { "q": "How much does ARS Investment Partners, LLC manage?", "a": "ARS Investment Partners, LLC reports $2,705,726,063 in regulatory assets under management in its Form ADV filing dated April 27, 2026 (91% discretionary)." }, { "q": "How have ARS Investment Partners, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for ARS Investment Partners, LLC: Regulatory assets under management: $1,538,079,570 in the October 2021 data and $2,705,726,063 in the October 2026 data, up 76%. Total employees: 18 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does ARS Investment Partners, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (217); individuals (other than high net worth individuals) (129); charitable organizations (13)." }, { "q": "Which custodians does ARS Investment Partners, LLC use?", "a": "ARS Investment Partners, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing Advisor Solutions LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does ARS Investment Partners, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/5845" }, { "q": "What changed in ARS Investment Partners, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Its Item 11 disclosure answers changed. Regulatory assets under management went from $1,778,346,372 to $2,705,726,063 (+52%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1538079570.0, "total_employees": 18, "filing_date": "2021-07-20" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1796412922.0, "total_employees": 19, "filing_date": "2022-09-27" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1359175185.0, "total_employees": 18, "filing_date": "2023-09-13" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1571150448.0, "total_employees": 18, "filing_date": "2024-04-19" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1778346372.0, "total_employees": 17, "filing_date": "2025-04-29" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2705726063.0, "total_employees": 18, "filing_date": "2026-04-27" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Its Item 11 disclosure answers changed.", "Regulatory assets under management went from $1,778,346,372 to $2,705,726,063 (+52%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Pershing Advisor Solutions LLC", "name_as_filed": "PERSHING ADVISOR SOLUTIONS LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/ars-investment-partners-llc-new-york-ny-5845.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 129, "fewer_than_5": false, "raum": 54057905.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 217, "fewer_than_5": false, "raum": 1940948144.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 2, "fewer_than_5": false, "raum": 288893264.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 3, "fewer_than_5": false, "raum": 24928073.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 4, "fewer_than_5": true, "raum": 19311880.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 13, "fewer_than_5": false, "raum": 117404925.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 12, "fewer_than_5": false, "raum": 260181872.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/5845", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }