# Arroyo Investment Group, LLC

> Arroyo Investment Group, LLC is an SEC-registered investment advisory firm in Pasadena, CA, registered since 2004, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 22, 2026.

- CRD: 130243
- Filed as: ARROYO INVESTMENT GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Pasadena, CA
- Filing period: October 2026
- Form ADV filing dated: June 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/130243
- AdvisorCensus page: https://advisorcensus.com/firm/arroyo-investment-group-llc-pasadena-ca-130243

## Quick answers

**How is Arroyo Investment Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Arroyo Investment Group, LLC reports these compensation arrangements: a percentage of assets under its management.

**What does Arroyo Investment Group, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 25, 2026 states: Up to $250,000: 1% a year; $250,001 to $1,000,000: 0.8% a year; $1,000,001 to $5,000,000: 0.65% a year; Above $5,000,001: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Arroyo Investment Group, LLC located?**
Arroyo Investment Group, LLC's principal office is in Pasadena, CA, according to its Form ADV.

**Is Arroyo Investment Group, LLC registered with the SEC or a state?**
Arroyo Investment Group, LLC is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 130243.

**How much does Arroyo Investment Group, LLC manage?**
Arroyo Investment Group, LLC reports $319,454,438 in regulatory assets under management in its Form ADV filing dated June 22, 2026 (99% discretionary).

**How have Arroyo Investment Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Arroyo Investment Group, LLC: Regulatory assets under management: $223,387,292 in the October 2021 data and $319,454,438 in the October 2026 data, up 43%. Total employees: 6 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Arroyo Investment Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (237); high net worth individuals (98); charitable organizations (2).

**Does Arroyo Investment Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/130243

**What changed in Arroyo Investment Group, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $250,743,936 to $319,454,438 (+27%). Registered or notice-filed in ID, LA, NV, TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026)

- Up to $250,000: 1% a year
- $250,001 to $1,000,000: 0.8% a year
- $1,000,001 to $5,000,000: 0.65% a year
- Above $5,000,001: 0.5% a year

> The typical annual Advisory Client Agreement fee is based on a percentage of the investable assets according to the following schedule: Up to $250,000 1.00% $250,001 to $1,000,000 0.80% $1,000,001 to $5,000,000 0.65% Over $5,000,001 0.50%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $319,454,438
- Discretionary: $317,155,694
- Non-discretionary: $2,298,744

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 237 | $62,850,527 |
| High net worth individuals | 98 | $255,077,658 |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | Not reported |
| Charitable organizations | 2 | $1,526,253 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2004 (22 years)
- Employees: 8 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, ID, LA, NV, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- arroyoinvestmentgroup.com
- yelp.com/biz/arroyo-investment-group-pasadena
- Facebook @ARROYOINVESTMENTGROUP
- LinkedIn @arroyo-investment-group-&-capital-research-&-consulting

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $223,387,292 | 6 | March 22, 2021 |
| October 2022 | $247,677,077 | 6 | May 16, 2022 |
| October 2023 | $219,572,122 | 8 | March 24, 2023 |
| October 2024 | $243,046,375 | 8 | April 15, 2024 |
| October 2025 | $250,743,936 | 8 | March 10, 2025 |
| October 2026 | $319,454,438 | 8 | June 22, 2026 |

Regulatory assets under management: $223,387,292 in the October 2021 data and $319,454,438 in the October 2026 data, up 43%.
Total employees: 6 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $250,743,936 to $319,454,438 (+27%).
- Registered or notice-filed in ID, LA, NV, TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Arroyo Investment Group, LLC (CRD 130243): Form ADV filing data as of October 2026.