{
  "crd_number": 130243,
  "slug": "arroyo-investment-group-llc-pasadena-ca-130243",
  "primary_business_name": "ARROYO INVESTMENT GROUP, LLC",
  "legal_name": "ARROYO INVESTMENT GROUP, LLC",
  "dbas": [],
  "city": "Pasadena",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2004-03-03",
  "years_registered": 22,
  "period": "2026-10-01",
  "filing_date": "2026-06-22",
  "carried_forward": false,
  "raum_total": 319454438.0,
  "raum_discretionary": 317155694.0,
  "raum_non_discretionary": 2298744.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 8,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 1526253.0,
      "count": 2,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 62850527.0,
      "count": 237
    },
    "banking_thrift": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    },
    "state_municipal": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    },
    "pension_profit_sharing": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    },
    "other_investment_advisers": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 255077658.0,
      "count": 98
    },
    "corporations_other_businesses": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    },
    "sovereign_wealth_foreign_official": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "ID",
    "LA",
    "NV",
    "TX"
  ],
  "websites": [
    "https://arroyoinvestmentgroup.com",
    "https://facebook.com/ARROYOINVESTMENTGROUP",
    "https://linkedin.com/company/arroyo-investment-group-&-capital-research-&-consulting",
    "https://yelp.com/biz/arroyo-investment-group-pasadena"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/130243",
  "city_as_filed": "PASADENA",
  "url": "https://advisorcensus.com/firm/arroyo-investment-group-llc-pasadena-ca-130243",
  "display_name": "Arroyo Investment Group, LLC",
  "summary": "Arroyo Investment Group, LLC is an SEC-registered investment advisory firm in Pasadena, CA, registered since 2004, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 22, 2026.",
  "citation": "AdvisorCensus. Arroyo Investment Group, LLC (CRD 130243): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Arroyo Investment Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Arroyo Investment Group, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Arroyo Investment Group, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 25, 2026 states: Up to $250,000: 1% a year; $250,001 to $1,000,000: 0.8% a year; $1,000,001 to $5,000,000: 0.65% a year; Above $5,000,001: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Arroyo Investment Group, LLC located?",
      "a": "Arroyo Investment Group, LLC's principal office is in Pasadena, CA, according to its Form ADV."
    },
    {
      "q": "Is Arroyo Investment Group, LLC registered with the SEC or a state?",
      "a": "Arroyo Investment Group, LLC is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 130243."
    },
    {
      "q": "How much does Arroyo Investment Group, LLC manage?",
      "a": "Arroyo Investment Group, LLC reports $319,454,438 in regulatory assets under management in its Form ADV filing dated June 22, 2026 (99% discretionary)."
    },
    {
      "q": "How have Arroyo Investment Group, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Arroyo Investment Group, LLC: Regulatory assets under management: $223,387,292 in the October 2021 data and $319,454,438 in the October 2026 data, up 43%. Total employees: 6 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Arroyo Investment Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (237); high net worth individuals (98); charitable organizations (2)."
    },
    {
      "q": "Does Arroyo Investment Group, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/130243"
    },
    {
      "q": "What changed in Arroyo Investment Group, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $250,743,936 to $319,454,438 (+27%). Registered or notice-filed in ID, LA, NV, TX."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 223387292.0,
      "total_employees": 6,
      "filing_date": "2021-03-22"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 247677077.0,
      "total_employees": 6,
      "filing_date": "2022-05-16"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 219572122.0,
      "total_employees": 8,
      "filing_date": "2023-03-24"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 243046375.0,
      "total_employees": 8,
      "filing_date": "2024-04-15"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 250743936.0,
      "total_employees": 8,
      "filing_date": "2025-03-10"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 319454438.0,
      "total_employees": 8,
      "filing_date": "2026-06-22"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $250,743,936 to $319,454,438 (+27%).",
        "Registered or notice-filed in ID, LA, NV, TX."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 25, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $250,000",
        "rate": "1%"
      },
      {
        "band": "$250,001 to $1,000,000",
        "rate": "0.8%"
      },
      {
        "band": "$1,000,001 to $5,000,000",
        "rate": "0.65%"
      },
      {
        "band": "Above $5,000,001",
        "rate": "0.5%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $250,000: 1% a year",
          "$250,001 to $1,000,000: 0.8% a year",
          "$1,000,001 to $5,000,000: 0.65% a year",
          "Above $5,000,001: 0.5% a year"
        ],
        "quotes": [
          "The typical annual Advisory Client Agreement fee is based on a percentage of the investable assets according to the following schedule: Up to $250,000 1.00% $250,001 to $1,000,000 0.80% $1,000,001 to $5,000,000 0.65% Over $5,000,001 0.50%"
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 250000.0,
          "rate_pct": 1.0
        },
        {
          "min": 250001.0,
          "max": 1000000.0,
          "rate_pct": 0.8
        },
        {
          "min": 1000001.0,
          "max": 5000000.0,
          "rate_pct": 0.65
        },
        {
          "min": 5000001.0,
          "max": null,
          "rate_pct": 0.5
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The typical annual Advisory Client Agreement fee is based on a percentage of the investable assets according to the following schedule: Up to $250,000 1.00% $250,001 to $1,000,000 0.80% $1,000,001 to $5,000,000 0.65% Over $5,000,001 0.50%"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/arroyo-investment-group-llc-pasadena-ca-130243.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 237,
      "fewer_than_5": false,
      "raum": 62850527.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 98,
      "fewer_than_5": false,
      "raum": 255077658.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 2,
      "fewer_than_5": true,
      "raum": 1526253.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/130243",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}