# Arrowhead Investment Management LLC

> Arrowhead Investment Management LLC is an SEC-registered investment advisory firm in White Plains, NY, registered since 2017, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 285032
- Filed as: ARROWHEAD INVESTMENT MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: White Plains, NY
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/285032
- AdvisorCensus page: https://advisorcensus.com/firm/arrowhead-investment-management-llc-white-plains-ny-285032

## Quick answers

**How is Arrowhead Investment Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Arrowhead Investment Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.

**Where is Arrowhead Investment Management LLC located?**
Arrowhead Investment Management LLC's principal office is in White Plains, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Arrowhead Investment Management LLC registered with the SEC or a state?**
Arrowhead Investment Management LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 285032.

**How much does Arrowhead Investment Management LLC manage?**
Arrowhead Investment Management LLC reports $77,610,039 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (100% discretionary).

**How have Arrowhead Investment Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Arrowhead Investment Management LLC: Regulatory assets under management: $343,722,297 in the October 2021 data and $77,610,039 in the October 2026 data, down 77%. Total employees: 7 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Arrowhead Investment Management LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Arrowhead Investment Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285032

**What changed in Arrowhead Investment Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $143,436,901 to $77,610,039 (-46%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $77,610,039
- Discretionary: $77,610,039
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $77,610,039 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Los Angeles, CA

### Websites listed on Form ADV (Item 1.I)
- arrowheadmgt.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $343,722,297 | 7 | March 29, 2021 |
| October 2022 | $344,268,651 | 7 | March 24, 2022 |
| October 2023 | $321,857,152 | 6 | February 14, 2023 |
| October 2024 | $281,489,021 | 6 | May 1, 2024 |
| October 2025 | $143,436,901 | 4 | March 17, 2025 |
| October 2026 | $77,610,039 | 4 | March 11, 2026 |

Regulatory assets under management: $343,722,297 in the October 2021 data and $77,610,039 in the October 2026 data, down 77%.
Total employees: 7 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $143,436,901 to $77,610,039 (-46%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Arrowhead Investment Management LLC (CRD 285032): Form ADV filing data as of October 2026.