# Arnie Advisors LLC

> Arnie Advisors LLC is an SEC-registered investment advisory firm, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 307049
- Filed as: ARNIE ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/307049
- AdvisorCensus page: https://advisorcensus.com/firm/arnie-advisors-llc-307049

## Quick answers

**How is Arnie Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Arnie Advisors LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Arnie Advisors LLC charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: up to 0.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Arnie Advisors LLC registered with the SEC or a state?**
Arnie Advisors LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 307049.

**How much does Arnie Advisors LLC manage?**
Arnie Advisors LLC reports $52,050 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Arnie Advisors LLC's assets and staff changed since 2021?**
In the Form ADV data for Arnie Advisors LLC: Regulatory assets under management: $0 in the October 2021 data and $52,050 in the October 2026 data. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Arnie Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Which custodians does Arnie Advisors LLC use?**
Arnie Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Arnie Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307049

**What changed in Arnie Advisors LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $45,953 to $52,050 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Asset-based fee: up to 0.5% of assets a year (the maximum the brochure states)

> Fees for Arnie Advisors’ investment advisory services are charged as a percentage of total Plan assets under management of typically up to 0.50% annually. These fees are generally negotiable

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $52,050
- Discretionary: $52,050
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $52,050 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- arnie.co
- LinkedIn @arnie401k

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $0 | 2 | May 28, 2021 |
| October 2022 | Not reported | 5 | March 30, 2022 |
| October 2023 | $19,500 | 4 | March 31, 2023 |
| October 2024 | $495,532 | 4 | March 29, 2024 |
| October 2025 | $45,953 | 3 | March 28, 2025 |
| October 2026 | $52,050 | 2 | March 31, 2026 |

Regulatory assets under management: $0 in the October 2021 data and $52,050 in the October 2026 data.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $45,953 to $52,050 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Arnie Advisors LLC (CRD 307049): Form ADV filing data as of October 2026.