{ "crd_number": 290117, "slug": "arnhold-llc-new-york-ny-290117", "primary_business_name": "ARNHOLD LLC", "legal_name": "ARNHOLD LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2017-11-24", "years_registered": 8, "period": "2026-10-01", "filing_date": "2026-03-25", "carried_forward": false, "raum_total": 6442592196.0, "raum_discretionary": 6442592196.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 13, "advisory_employees": 8, "client_count_bucket": null, "clients_by_type": { "charitable": { "raum": 1331899831.0, "count": 6 }, "individuals": { "raum": 10140552.0, "count": 18 }, "high_net_worth_individuals": { "raum": 1963859095.0, "count": 55 }, "pooled_investment_vehicles": { "raum": 3136692718.0, "count": 12 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CO", "NY" ], "websites": [ "https://arnholdllc.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/290117", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/arnhold-llc-new-york-ny-290117", "display_name": "Arnhold LLC", "summary": "Arnhold LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2017, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 25, 2026.", "citation": "AdvisorCensus. Arnhold LLC (CRD 290117): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Arnhold LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Arnhold LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Arnhold LLC located?", "a": "Arnhold LLC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Arnhold LLC registered with the SEC or a state?", "a": "Arnhold LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 290117." }, { "q": "How much does Arnhold LLC manage?", "a": "Arnhold LLC reports $6,442,592,196 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary)." }, { "q": "How have Arnhold LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Arnhold LLC: Regulatory assets under management: $4,789,873,203 in the October 2021 data and $6,442,592,196 in the October 2026 data, up 35%. Total employees: 13 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Arnhold LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (55); individuals (other than high net worth individuals) (18); pooled investment vehicles (other than investment companies and business development companies) (12)." }, { "q": "Which custodians does Arnhold LLC use?", "a": "Arnhold LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank of America, National Association as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Arnhold LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/290117" }, { "q": "What changed in Arnhold LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $5,238,706,885 to $6,442,592,196 (+23%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 4789873203.0, "total_employees": 13, "filing_date": "2021-06-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 5175594907.0, "total_employees": 14, "filing_date": "2022-08-05" }, { "period": "2023-10-01", "regulatory_assets_under_management": 4635564730.0, "total_employees": 13, "filing_date": "2023-03-27" }, { "period": "2024-10-01", "regulatory_assets_under_management": 4821391867.0, "total_employees": 13, "filing_date": "2024-08-21" }, { "period": "2025-10-01", "regulatory_assets_under_management": 5238706885.0, "total_employees": 13, "filing_date": "2025-03-25" }, { "period": "2026-10-01", "regulatory_assets_under_management": 6442592196.0, "total_employees": 13, "filing_date": "2026-03-25" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $5,238,706,885 to $6,442,592,196 (+23%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Bank of America, National Association", "name_as_filed": "BANK OF AMERICA, NATIONAL ASSOCIATION", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/arnhold-llc-new-york-ny-290117.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 18, "fewer_than_5": false, "raum": 10140552.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 55, "fewer_than_5": false, "raum": 1963859095.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 12, "fewer_than_5": false, "raum": 3136692718.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 6, "fewer_than_5": false, "raum": 1331899831.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/290117", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }