{ "crd_number": 168978, "slug": "armistice-capital-llc-new-york-ny-168978", "primary_business_name": "ARMISTICE CAPITAL LLC", "legal_name": "ARMISTICE CAPITAL LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2015-07-02", "years_registered": 11, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 4724705592.0, "raum_discretionary": 4724705592.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 30, "advisory_employees": 19, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 4724705592.0, "count": 3 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [ "FL", "NY" ], "websites": [ "https://armisticecapital.com", "https://linkedin.com/company/armistice-capital-llc" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168978", "disclosure_items": [ { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/armistice-capital-llc-new-york-ny-168978", "display_name": "Armistice Capital LLC", "summary": "Armistice Capital LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2015, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Armistice Capital LLC (CRD 168978): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Armistice Capital LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Armistice Capital LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "How much does Armistice Capital LLC charge?", "a": "Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 1.25% to 1.75% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Armistice Capital LLC located?", "a": "Armistice Capital LLC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is Armistice Capital LLC registered with the SEC or a state?", "a": "Armistice Capital LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 168978." }, { "q": "How much does Armistice Capital LLC manage?", "a": "Armistice Capital LLC reports $4,724,705,592 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Armistice Capital LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Armistice Capital LLC: Regulatory assets under management: $3,052,368,000 in the October 2021 data and $4,724,705,592 in the October 2026 data, up 55%. Total employees: 14 in October 2021 and 30 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Armistice Capital LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3)." }, { "q": "Does Armistice Capital LLC report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168978" }, { "q": "What changed in Armistice Capital LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $5,542,954,924 to $4,724,705,592 (-15%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 3052368000.0, "total_employees": 14, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 5499394945.0, "total_employees": 20, "filing_date": "2022-04-21" }, { "period": "2023-10-01", "regulatory_assets_under_management": 5555432880.0, "total_employees": 25, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 5911150000.0, "total_employees": 28, "filing_date": "2024-05-31" }, { "period": "2025-10-01", "regulatory_assets_under_management": 5542954924.0, "total_employees": 30, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 4724705592.0, "total_employees": 30, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $5,542,954,924 to $4,724,705,592 (-15%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 31, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": "1.25% to 1.75% a year", "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 1.25% to 1.75% a year (a range, as the brochure states it)" ], "quotes": [ "Armistice receives a quarterly management fee calculated at an annual rate ranging from 1.25% to 1.75% of each investor’s capital account (the “Management Fee”), depending on the series to which such investor is subscribed" ] } ], "values": { "tiers": [], "range_pct": [ 1.25, 1.75 ], "max_pct": null, "account_minimum": null, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "Armistice receives a quarterly management fee calculated at an annual rate ranging from 1.25% to 1.75% of each investor’s capital account (the “Management Fee”), depending on the series to which such investor is subscribed" ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/armistice-capital-llc-new-york-ny-168978.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 3, "fewer_than_5": false, "raum": 4724705592.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168978", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }