# ARK Alliance Financial LLC

> ARK Alliance Financial LLC is a state-registered investment advisory firm, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 13, 2026.

- CRD: 310539
- Filed as: ARK ALLIANCE FINANCIAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Texas
- Filing period: October 2026
- Form ADV filing dated: July 13, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/310539
- AdvisorCensus page: https://advisorcensus.com/firm/ark-alliance-financial-llc-310539

## Quick answers

**How is ARK Alliance Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), ARK Alliance Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Is ARK Alliance Financial LLC registered with the SEC or a state?**
ARK Alliance Financial LLC is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 310539.

**How much does ARK Alliance Financial LLC manage?**
ARK Alliance Financial LLC reports $83,665,845 in regulatory assets under management in its Form ADV filing dated July 13, 2026 (100% discretionary).

**What types of clients does ARK Alliance Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (57); high net worth individuals (38).

**Does ARK Alliance Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/310539

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $83,665,845
- Discretionary: $83,665,845
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 57 | $19,426,262 |
| High net worth individuals | 38 | $63,978,814 |
| Charitable organizations | Fewer than 5 | $260,769 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (5 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- arkalliancefinancial.com
- Facebook facebook.com
- LinkedIn @ark-alliance-financial

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. ARK Alliance Financial LLC (CRD 310539): Form ADV filing data as of October 2026.