# ARK Advisors LLC

> ARK Advisors LLC is an SEC-registered investment advisory firm in Bloomington, IL, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 25, 2026.

- CRD: 167456
- Filed as: ARK ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Bloomington, IL
- Filing period: October 2026
- Form ADV filing dated: January 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/167456
- AdvisorCensus page: https://advisorcensus.com/firm/ark-advisors-llc-bloomington-il-167456

## Quick answers

**How is ARK Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), ARK Advisors LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is ARK Advisors LLC located?**
ARK Advisors LLC's principal office is in Bloomington, IL, according to its Form ADV.

**Is ARK Advisors LLC registered with the SEC or a state?**
ARK Advisors LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 167456.

**How much does ARK Advisors LLC manage?**
ARK Advisors LLC reports $195,639,810 in regulatory assets under management in its Form ADV filing dated January 25, 2026 (92% discretionary).

**How have ARK Advisors LLC's assets and staff changed since 2025?**
In the Form ADV data for ARK Advisors LLC: Regulatory assets under management: $170,271,012 in the October 2025 data and $195,639,810 in the October 2026 data, up 15%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does ARK Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (205); high net worth individuals (120); pension and profit sharing plans (but not the plan participants or government pension plans) (13).

**Which custodians does ARK Advisors LLC use?**
ARK Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Capital Client Group, Inc. and Wells Fargo Clearing Services, LLC as custodians holding 10% or more of its separately managed account assets.

**Does ARK Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/167456

**Does ARK Advisors LLC state an account minimum?**
Its Form ADV Part 2A brochure dated January 25, 2026 says: "There is no account minimum."

**What changed in ARK Advisors LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $170,271,012 to $195,639,810 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated January 25, 2026)

- Account minimum: None

> There is no account minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Capital Client Group, Inc.
- Wells Fargo Clearing Services, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $195,639,810
- Discretionary: $179,142,310
- Non-discretionary: $16,497,500

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 205 | $47,389,131 |
| High net worth individuals | 120 | $127,110,221 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 13 | $16,497,500 |
| Charitable organizations | 1 | $4,642,958 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- arkadvisorsllc.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $170,271,012 | 2 | January 10, 2025 |
| October 2026 | $195,639,810 | 2 | January 25, 2026 |

Regulatory assets under management: $170,271,012 in the October 2025 data and $195,639,810 in the October 2026 data, up 15%.
Total employees: 2 in October 2025 and 2 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $170,271,012 to $195,639,810 (+15%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. ARK Advisors LLC (CRD 167456): Form ADV filing data as of October 2026.