{
  "crd_number": 167456,
  "slug": "ark-advisors-llc-bloomington-il-167456",
  "primary_business_name": "ARK ADVISORS LLC",
  "legal_name": "ARK ADVISORS LLC",
  "dbas": [],
  "city": "Bloomington",
  "state": "IL",
  "country": "United States",
  "cbsa_code": "14010",
  "metro": {
    "cbsa_code": "14010",
    "common_name": "Bloomington",
    "msa_name": "Bloomington, IL",
    "path": "/advisors/il/bloomington"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-02-10",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-01-25",
  "carried_forward": false,
  "raum_total": 195639810.0,
  "raum_discretionary": 179142310.0,
  "raum_non_discretionary": 16497500.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 4642958.0,
      "count": 1
    },
    "individuals": {
      "raum": 47389131.0,
      "count": 205
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 16497500.0,
      "count": 13
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 127110221.0,
      "count": 120
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "IL",
    "TX"
  ],
  "websites": [
    "https://arkadvisorsllc.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/167456",
  "city_as_filed": "BLOOMINGTON",
  "url": "https://advisorcensus.com/firm/ark-advisors-llc-bloomington-il-167456",
  "display_name": "ARK Advisors LLC",
  "summary": "ARK Advisors LLC is an SEC-registered investment advisory firm in Bloomington, IL, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 25, 2026.",
  "citation": "AdvisorCensus. ARK Advisors LLC (CRD 167456): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is ARK Advisors LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), ARK Advisors LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does ARK Advisors LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated January 25, 2026 states: Flat fee: $500 to $20,000 (Financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is ARK Advisors LLC located?",
      "a": "ARK Advisors LLC's principal office is in Bloomington, IL, according to its Form ADV."
    },
    {
      "q": "Is ARK Advisors LLC registered with the SEC or a state?",
      "a": "ARK Advisors LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 167456."
    },
    {
      "q": "How much does ARK Advisors LLC manage?",
      "a": "ARK Advisors LLC reports $195,639,810 in regulatory assets under management in its Form ADV filing dated January 25, 2026 (92% discretionary)."
    },
    {
      "q": "How have ARK Advisors LLC's assets and staff changed since 2025?",
      "a": "In the Form ADV data for ARK Advisors LLC: Regulatory assets under management: $170,271,012 in the October 2025 data and $195,639,810 in the October 2026 data, up 15%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does ARK Advisors LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (205); high net worth individuals (120); pension and profit sharing plans (but not the plan participants or government pension plans) (13)."
    },
    {
      "q": "Which custodians does ARK Advisors LLC use?",
      "a": "ARK Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Capital Client Group, Inc. and Wells Fargo Clearing Services, LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does ARK Advisors LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/167456"
    },
    {
      "q": "Does ARK Advisors LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated January 25, 2026 says: \"There is no account minimum.\""
    },
    {
      "q": "What changed in ARK Advisors LLC's recent Form ADV filings?",
      "a": "In the February 2026 filing data: Regulatory assets under management went from $170,271,012 to $195,639,810 (+15%)."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 170271012.0,
      "total_employees": 2,
      "filing_date": "2025-01-10"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 195639810.0,
      "total_employees": 2,
      "filing_date": "2026-01-25"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Regulatory assets under management went from $170,271,012 to $195,639,810 (+15%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated January 25, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $500 to $20,000 (Financial planning services)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "There is no account minimum."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $500 to $20,000 (Financial planning services)"
        ],
        "quotes": [
          "Financial planning services are offered on a fixed -fee basis, with fees ranging from $500 to $20,000."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 500.0,
          "max": 20000.0,
          "period": "one_time",
          "service": "Financial planning services"
        }
      ]
    },
    "quotes": [
      "There is no account minimum.",
      "Financial planning services are offered on a fixed -fee basis, with fees ranging from $500 to $20,000."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Capital Client Group, Inc.",
      "name_as_filed": "CAPITAL CLIENT GROUP, INC.",
      "affiliated": false
    },
    {
      "name": "Wells Fargo Clearing Services, LLC",
      "name_as_filed": "WELLS FARGO CLEARING SERVICES, LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/ark-advisors-llc-bloomington-il-167456.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 205,
      "fewer_than_5": false,
      "raum": 47389131.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 120,
      "fewer_than_5": false,
      "raum": 127110221.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 13,
      "fewer_than_5": false,
      "raum": 16497500.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": false,
      "raum": 4642958.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/167456",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}