# Aristotle Investment Services, LLC

> Aristotle Investment Services, LLC is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 2023, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 324207
- Filed as: ARISTOTLE INVESTMENT SERVICES, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Newport Beach, CA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/324207
- AdvisorCensus page: https://advisorcensus.com/firm/aristotle-investment-services-llc-newport-beach-ca-324207

## Quick answers

**How is Aristotle Investment Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Aristotle Investment Services, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Aristotle Investment Services, LLC located?**
Aristotle Investment Services, LLC's principal office is in Newport Beach, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Aristotle Investment Services, LLC registered with the SEC or a state?**
Aristotle Investment Services, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 324207.

**How much does Aristotle Investment Services, LLC manage?**
Aristotle Investment Services, LLC reports $16,503,921,924 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Aristotle Investment Services, LLC's assets and staff changed since 2023?**
In the Form ADV data for Aristotle Investment Services, LLC: Regulatory assets under management: $10,686,600,351 in the October 2023 data and $16,503,921,924 in the October 2026 data, up 54%. Total employees: 11 in October 2023 and 27 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Aristotle Investment Services, LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does Aristotle Investment Services, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/324207

**What changed in Aristotle Investment Services, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 8 to 7.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $16,503,921,924
- Discretionary: $16,503,921,924
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $16,503,921,924 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 27 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Los Angeles, CA

### Websites listed on Form ADV (Item 1.I)
- LinkedIn @aristotlecap

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $10,686,600,351 | 11 | May 5, 2023 |
| October 2024 | $13,370,639,429 | 21 | March 28, 2024 |
| October 2025 | $16,159,554,869 | 26 | March 28, 2025 |
| October 2026 | $16,503,921,924 | 27 | March 30, 2026 |

Regulatory assets under management: $10,686,600,351 in the October 2023 data and $16,503,921,924 in the October 2026 data, up 54%.
Total employees: 11 in October 2023 and 27 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 8 to 7.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Aristotle Investment Services, LLC (CRD 324207): Form ADV filing data as of October 2026.