# Aristeia Capital, LLC

> Aristeia Capital, LLC is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2005, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 135986
- Filed as: ARISTEIA CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Greenwich, CT
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/135986
- AdvisorCensus page: https://advisorcensus.com/firm/aristeia-capital-llc-greenwich-ct-135986

## Quick answers

**How is Aristeia Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Aristeia Capital, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.

**Where is Aristeia Capital, LLC located?**
Aristeia Capital, LLC's principal office is in Greenwich, CT, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Aristeia Capital, LLC registered with the SEC or a state?**
Aristeia Capital, LLC is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 135986.

**How much does Aristeia Capital, LLC manage?**
Aristeia Capital, LLC reports $13,734,838,866 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Aristeia Capital, LLC's assets and staff changed since 2021?**
In the Form ADV data for Aristeia Capital, LLC: Regulatory assets under management: $9,984,390,408 in the October 2021 data and $13,734,838,866 in the October 2026 data, up 38%. Total employees: 52 in October 2021 and 65 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Aristeia Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Which custodians does Aristeia Capital, LLC use?**
Aristeia Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BofA Securities, Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Morgan Stanley & Co. LLC as custodians holding 10% or more of its separately managed account assets.

**Does Aristeia Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/135986

**What changed in Aristeia Capital, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 23 to 24.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Custodians (Schedule D, Section 5.K(3))
- BofA Securities, Inc.
- Goldman Sachs & Co. LLC
- J.P. Morgan Securities LLC
- Morgan Stanley & Co. LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $13,734,838,866
- Discretionary: $13,734,838,866
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $10,626,491,871 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $549,602,527 |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $2,558,744,468 |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2005 (21 years)
- Employees: 65 total, 24 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- aristeiacapital.com
- LinkedIn @ARISTEIA-CAPITAL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $9,984,390,408 | 52 | March 26, 2021 |
| October 2022 | $11,417,372,572 | 55 | April 1, 2022 |
| October 2023 | $9,924,645,575 | 59 | July 5, 2023 |
| October 2024 | $12,162,529,805 | 61 | April 1, 2024 |
| October 2025 | $14,802,517,864 | 64 | March 28, 2025 |
| October 2026 | $13,734,838,866 | 65 | March 31, 2026 |

Regulatory assets under management: $9,984,390,408 in the October 2021 data and $13,734,838,866 in the October 2026 data, up 38%.
Total employees: 52 in October 2021 and 65 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 23 to 24.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Aristeia Capital, LLC (CRD 135986): Form ADV filing data as of October 2026.