{ "crd_number": 317315, "slug": "aris-management-llc-new-york-ny-317315", "primary_business_name": "ARIS MANAGEMENT, LLC", "legal_name": "ARIS MANAGEMENT, LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2022-09-23", "years_registered": 4, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 2081151639.0, "raum_discretionary": 2081151639.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 3564, "advisory_employees": 912, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 2081151639.0, "count": 2 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 4, "states_registered": [ "NY" ], "websites": [ "https://apollo.com", "https://apollo.com/wealth/strategies/products/apollo-realty-income-solutions", "https://apolloacademy.com", "https://facebook.com/apolloglobalmanagement", "https://glassdoor.com/Reviews/Apollo-Global-Management-Reviews-E2715.htm", "https://griffincapital.com", "https://instagram.com/apolloglobalmanagement", "https://ir.apollo.com", "https://linkedin.com/company/apollo-global-management-inc", "https://linkedin.com/company/griffin-capital", "https://linkedin.com/showcase/apollo-opportunity-foundation", "https://tiktok.com/@apolloglobalmgmt", "https://twitter.com/apolloglobal", "https://youtube.com/c/ApolloGlobalManagement" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317315", "disclosure_items": [ { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" }, { "item": "11.H(2)", "question": "Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?" } ], "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/aris-management-llc-new-york-ny-317315", "display_name": "Aris Management, LLC", "summary": "Aris Management, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2022, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Aris Management, LLC (CRD 317315): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Aris Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Aris Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Aris Management, LLC located?", "a": "Aris Management, LLC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 27 other offices (Schedule D, Section 1.F)." }, { "q": "Is Aris Management, LLC registered with the SEC or a state?", "a": "Aris Management, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 317315." }, { "q": "How much does Aris Management, LLC manage?", "a": "Aris Management, LLC reports $2,081,151,639 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Aris Management, LLC's assets and staff changed since 2022?", "a": "In the Form ADV data for Aris Management, LLC: Regulatory assets under management: $236,000,000 in the October 2023 data and $2,081,151,639 in the October 2026 data, up 782%. Total employees: 2,153 in October 2022 and 3,564 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Aris Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2)." }, { "q": "Does Aris Management, LLC report any disciplinary disclosures?", "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317315" }, { "q": "What changed in Aris Management, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 842 to 912. Regulatory assets under management went from $1,252,771,799 to $2,081,151,639 (+66%). Changed its office addresses in Amsterdam. Changed its office addresses in Bethesda, MD. Changed its office addresses in Bkc, Bandra (east), Maharashtra. Changed its office addresses in Conshohocken, PA. Changed its office addresses in El Segundo, CA. Changed its office addresses in Houston, TX. Changed its office addresses in Irvine, CA. Changed its office addresses in Miami, FL. Changed its office addresses in Milan. Changed its office addresses in New York, NY. Changed its office addresses in Orlando, FL. Changed its office addresses in Palm Beach, FL. Changed its office addresses in Seoul. Changed its office addresses in Sydney. Changed its office addresses in Tokyo. Changed its office addresses in Woodland Hills, CA. Added an office in Riyadh. Added an office in Zurich. No longer lists an office in Carlsbad, CA. No longer lists an office in Gurugram. No longer lists an office in Los Angeles, CA. No longer lists an office in Phoenix, AZ. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2022-10-01", "regulatory_assets_under_management": null, "total_employees": 2153, "filing_date": "2022-09-09" }, { "period": "2023-10-01", "regulatory_assets_under_management": 236000000.0, "total_employees": 2540, "filing_date": "2023-06-02" }, { "period": "2024-10-01", "regulatory_assets_under_management": 608611911.0, "total_employees": 2909, "filing_date": "2024-05-10" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1252771799.0, "total_employees": 3126, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2081151639.0, "total_employees": 3564, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 842 to 912.", "Regulatory assets under management went from $1,252,771,799 to $2,081,151,639 (+66%).", "Changed its office addresses in Amsterdam.", "Changed its office addresses in Bethesda, MD.", "Changed its office addresses in Bkc, Bandra (east), Maharashtra.", "Changed its office addresses in Conshohocken, PA.", "Changed its office addresses in El Segundo, CA.", "Changed its office addresses in Houston, TX.", "Changed its office addresses in Irvine, CA.", "Changed its office addresses in Miami, FL.", "Changed its office addresses in Milan.", "Changed its office addresses in New York, NY.", "Changed its office addresses in Orlando, FL.", "Changed its office addresses in Palm Beach, FL.", "Changed its office addresses in Seoul.", "Changed its office addresses in Sydney.", "Changed its office addresses in Tokyo.", "Changed its office addresses in Woodland Hills, CA.", "Added an office in Riyadh.", "Added an office in Zurich.", "No longer lists an office in Carlsbad, CA.", "No longer lists an office in Gurugram.", "No longer lists an office in Los Angeles, CA.", "No longer lists an office in Phoenix, AZ.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/aris-management-llc-new-york-ny-317315.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 2, "fewer_than_5": false, "raum": 2081151639.0 } ], "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317315", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }