{
  "crd_number": 151491,
  "slug": "arin-risk-advisors-llc-conshohocken-pa-151491",
  "primary_business_name": "ARIN RISK ADVISORS LLC",
  "legal_name": "ARIN RISK ADVISORS LLC",
  "dbas": [],
  "city": "Conshohocken",
  "state": "PA",
  "country": "United States",
  "cbsa_code": "37980",
  "metro": {
    "cbsa_code": "37980",
    "common_name": "Philadelphia",
    "msa_name": "Philadelphia-Camden-Wilmington, PA-NJ-DE-MD",
    "path": "/advisors/pa/philadelphia"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2009-09-15",
  "years_registered": 17,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 10186153552.0,
  "raum_discretionary": 10186153552.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 11,
  "advisory_employees": 5,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "insurance_companies": {
      "raum": 14150003.0,
      "count": 1,
      "fewer_than_5": true
    },
    "investment_companies": {
      "raum": 9977622055.0,
      "count": 4
    },
    "other_investment_advisers": {
      "raum": 180819205.0,
      "count": 10
    },
    "high_net_worth_individuals": {
      "raum": 12153087.0,
      "count": 5
    },
    "pooled_investment_vehicles": {
      "raum": 1409202.0,
      "count": 1
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "PA"
  ],
  "websites": [
    "https://arinllc.com",
    "https://linkedin.com/COMPANY/ARIN-RISK-ADVISORS-LLC"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/151491",
  "city_as_filed": "CONSHOHOCKEN",
  "url": "https://advisorcensus.com/firm/arin-risk-advisors-llc-conshohocken-pa-151491",
  "display_name": "Arin Risk Advisors LLC",
  "summary": "Arin Risk Advisors LLC is an SEC-registered investment advisory firm in Conshohocken, PA, registered since 2009, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Arin Risk Advisors LLC (CRD 151491): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Arin Risk Advisors LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Arin Risk Advisors LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees."
    },
    {
      "q": "How much does Arin Risk Advisors LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 states: Hourly rate: $400 an hour (investment consulting services); Subscription: $500 to $20,000 a month (investment consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Arin Risk Advisors LLC located?",
      "a": "Arin Risk Advisors LLC's principal office is in Conshohocken, PA, according to its Form ADV."
    },
    {
      "q": "Is Arin Risk Advisors LLC registered with the SEC or a state?",
      "a": "Arin Risk Advisors LLC is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 151491."
    },
    {
      "q": "How much does Arin Risk Advisors LLC manage?",
      "a": "Arin Risk Advisors LLC reports $10,186,153,552 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)."
    },
    {
      "q": "How have Arin Risk Advisors LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Arin Risk Advisors LLC: Regulatory assets under management: $215,000,000 in the October 2021 data and $10,186,153,552 in the October 2026 data, up 4638%. Total employees: 6 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Arin Risk Advisors LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: other investment advisers (10); high net worth individuals (5); investment companies (4)."
    },
    {
      "q": "Which custodians does Arin Risk Advisors LLC use?",
      "a": "Arin Risk Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC and Osaic Wealth, Inc. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Arin Risk Advisors LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/151491"
    },
    {
      "q": "What changed in Arin Risk Advisors LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 4 to 5. Regulatory assets under management went from $4,974,237,788 to $10,186,153,552 (+105%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 215000000.0,
      "total_employees": 6,
      "filing_date": "2021-03-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 287341858.0,
      "total_employees": 6,
      "filing_date": "2022-07-27"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 345322591.0,
      "total_employees": 6,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 987796488.0,
      "total_employees": 5,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 4974237788.0,
      "total_employees": 10,
      "filing_date": "2025-07-30"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 10186153552.0,
      "total_employees": 11,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 4 to 5.",
        "Regulatory assets under management went from $4,974,237,788 to $10,186,153,552 (+105%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in IL."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in CA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $400 an hour (investment consulting services)",
      "Subscription: $500 to $20,000 a month (investment consulting services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $400 an hour (investment consulting services)"
        ],
        "quotes": [
          "The ICA will define our fees for your particular project. We may charge an asset-based fee of up to 1.50% per year of the assets under advisement, a billable rate of $400 per hour, a fixed fee"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Subscription: $500 to $20,000 a month (investment consulting services)"
        ],
        "quotes": [
          "We may charge an asset-based fee of up to 1.50% per year of the assets under advisement, a billable rate of $400 per hour, a fixed fee ranging from $500 to $20,000 per month, or some combination of these fee structures."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 400.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "investment consulting services"
        },
        {
          "kind": "subscription",
          "amount": null,
          "min": 500.0,
          "max": 20000.0,
          "period": "monthly",
          "service": "investment consulting services"
        }
      ]
    },
    "quotes": [
      "The ICA will define our fees for your particular project. We may charge an asset-based fee of up to 1.50% per year of the assets under advisement, a billable rate of $400 per hour, a fixed fee",
      "We may charge an asset-based fee of up to 1.50% per year of the assets under advisement, a billable rate of $400 per hour, a fixed fee ranging from $500 to $20,000 per month, or some combination of these fee structures."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Interactive Brokers LLC",
      "name_as_filed": "INTERACTIVE BROKERS LLC",
      "affiliated": false
    },
    {
      "name": "Osaic Wealth, Inc.",
      "name_as_filed": "OSAIC WEALTH, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/arin-risk-advisors-llc-conshohocken-pa-151491.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 5,
      "fewer_than_5": false,
      "raum": 12153087.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 4,
      "fewer_than_5": false,
      "raum": 9977622055.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 1409202.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 10,
      "fewer_than_5": false,
      "raum": 180819205.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 1,
      "fewer_than_5": true,
      "raum": 14150003.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/151491",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}