# Aries Wealth Management, LLC

> Aries Wealth Management, LLC is an SEC-registered investment advisory firm in Portland, ME, registered since 2015, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 175477
- Filed as: ARIES WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Portland, ME
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/175477
- AdvisorCensus page: https://advisorcensus.com/firm/aries-wealth-management-llc-portland-me-175477

## Quick answers

**How is Aries Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Aries Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Aries Wealth Management, LLC located?**
Aries Wealth Management, LLC's principal office is in Portland, ME, according to its Form ADV.

**Is Aries Wealth Management, LLC registered with the SEC or a state?**
Aries Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 175477.

**How much does Aries Wealth Management, LLC manage?**
Aries Wealth Management, LLC reports $658,598,502 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (100% discretionary).

**How have Aries Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Aries Wealth Management, LLC: Regulatory assets under management: $291,513,905 in the October 2021 data and $658,598,502 in the October 2026 data, up 126%. Total employees: 4 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Aries Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (133); individuals (other than high net worth individuals) (31).

**Which custodians does Aries Wealth Management, LLC use?**
Aries Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing Advisor Solutions LLC as custodians holding 10% or more of its separately managed account assets.

**Does Aries Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/175477

**What changed in Aries Wealth Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 4 to 3. Regulatory assets under management went from $530,707,864 to $658,598,502 (+24%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Pershing Advisor Solutions LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $658,598,502
- Discretionary: $658,598,502
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 31 | $8,866,331 |
| High net worth individuals | 133 | $558,495,588 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,442,077 |
| Charitable organizations | Fewer than 5 | $20,735,183 |
| Corporations or other businesses not listed above | Fewer than 5 | $68,059,323 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2015 (11 years)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, MA, ME, NH, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- arieswealthllc.com
- LinkedIn @arieswealthllc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $291,513,905 | 4 | February 2, 2021 |
| October 2022 | $367,462,622 | 5 | February 10, 2022 |
| October 2023 | $361,459,970 | 5 | September 26, 2023 |
| October 2024 | $426,103,505 | 5 | March 7, 2024 |
| October 2025 | $530,707,864 | 6 | April 30, 2025 |
| October 2026 | $658,598,502 | 6 | March 19, 2026 |

Regulatory assets under management: $291,513,905 in the October 2021 data and $658,598,502 in the October 2026 data, up 126%.
Total employees: 4 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 4 to 3.
- Regulatory assets under management went from $530,707,864 to $658,598,502 (+24%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Aries Wealth Management, LLC (CRD 175477): Form ADV filing data as of October 2026.