# ARI Group, LLC

> ARI Group, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 25, 2026.

- CRD: 286049
- Filed as: ARI GROUP, LLC
- Also doing business as: ARI GROUP ADVISORY LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: February 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/286049
- AdvisorCensus page: https://advisorcensus.com/firm/ari-group-llc-new-york-ny-286049

## Quick answers

**How is ARI Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), ARI Group, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is ARI Group, LLC located?**
ARI Group, LLC's principal office is in New York, NY, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is ARI Group, LLC registered with the SEC or a state?**
ARI Group, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 286049.

**How much does ARI Group, LLC manage?**
ARI Group, LLC reports $132,800,530 in regulatory assets under management in its Form ADV filing dated February 25, 2026 (16% discretionary).

**How have ARI Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for ARI Group, LLC: Regulatory assets under management: $695,292,394 in the October 2021 data and $132,800,530 in the October 2026 data, down 81%. Total employees: 8 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does ARI Group, LLC serve?**
By number of clients on Form ADV Item 5.D: other (7); high net worth individuals (5); corporations or other businesses not listed above (3).

**Which custodians does ARI Group, LLC use?**
ARI Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers, JP Morgan Chase Bank N.A. and Presidential Bank as custodians holding 10% or more of its separately managed account assets.

**Does ARI Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/286049

**What changed in ARI Group, LLC's recent Form ADV filings?**
In the March 2026 filing data: Added the business name ARI Group Advisory LLC. Changed its office addresses in Montreal, Qc.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Interactive Brokers
- JP Morgan Chase Bank N.A.
- Presidential Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $132,800,530
- Discretionary: $21,779,981
- Non-discretionary: $111,020,549

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 5 | $113,628,551 |
| Corporations or other businesses not listed above | 3 | $16,906,901 |
| Other | 7 | $2,265,078 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2017 (9 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: DE, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Montreal, Qc

### Websites listed on Form ADV (Item 1.I)
- arinvgroup.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $695,292,394 | 8 | August 4, 2021 |
| October 2022 | $695,926,955 | 7 | March 24, 2022 |
| October 2023 | $38,408,368 | 7 | March 10, 2023 |
| October 2024 | $102,068,757 | 7 | March 28, 2024 |
| October 2025 | $125,819,526 | 4 | May 2, 2025 |
| October 2026 | $132,800,530 | 4 | February 25, 2026 |

Regulatory assets under management: $695,292,394 in the October 2021 data and $132,800,530 in the October 2026 data, down 81%.
Total employees: 8 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Added the business name ARI Group Advisory LLC.
- Changed its office addresses in Montreal, Qc.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. ARI Group, LLC (CRD 286049): Form ADV filing data as of October 2026.