{ "crd_number": 289502, "slug": "argentic-new-york-ny-289502", "primary_business_name": "ARGENTIC", "legal_name": "ARGENTIC INVESTMENT MANAGEMENT LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2017-10-19", "years_registered": 8, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 1811100000.0, "raum_discretionary": 949800000.0, "raum_non_discretionary": 861300000.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 70, "advisory_employees": 5, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 1811100000.0, "count": 9 } }, "compensation_types": [ "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 4, "states_registered": [], "websites": [ "https://argentic.com", "https://linkedin.com/company/argentic-investment-management-llc?view=" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289502", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.G", "question": "Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?" }, { "item": "11.H(1)(a)", "question": "In the past ten years, has a domestic or foreign court issued an injunction against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/argentic-new-york-ny-289502", "display_name": "Argentic", "summary": "Argentic is an SEC-registered investment advisory firm in New York, NY, registered since 2017, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Argentic (CRD 289502): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Argentic compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Argentic reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other." }, { "q": "Where is Argentic located?", "a": "Argentic's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Argentic registered with the SEC or a state?", "a": "Argentic is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 289502." }, { "q": "How much does Argentic manage?", "a": "Argentic reports $1,811,100,000 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (52% discretionary)." }, { "q": "How have Argentic's assets and staff changed since 2021?", "a": "In the Form ADV data for Argentic: Regulatory assets under management: $710,700,000 in the October 2021 data and $1,811,100,000 in the October 2026 data, up 155%. Total employees: 48 in October 2021 and 70 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Argentic serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (9)." }, { "q": "Does Argentic report any disciplinary disclosures?", "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), 11.G (pending regulatory proceeding), and 11.H(1)(a) (court injunction in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289502" }, { "q": "Does Argentic state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 30, 2026 says: \"Currently the Advisor has no stated minimum account size for opening or maintaining an account with the Advisor.\"" }, { "q": "What changed in Argentic's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $1,392,300,000 to $1,811,100,000 (+30%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 710700000.0, "total_employees": 48, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 915700000.0, "total_employees": 54, "filing_date": "2022-06-24" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1125700000.0, "total_employees": 48, "filing_date": "2023-04-27" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1165200000.0, "total_employees": 53, "filing_date": "2024-08-14" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1392300000.0, "total_employees": 65, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1811100000.0, "total_employees": 70, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $1,392,300,000 to $1,811,100,000 (+30%)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 30, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "Currently the Advisor has no stated minimum account size for opening or maintaining an account with the Advisor." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 0.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "Currently the Advisor has no stated minimum account size for opening or maintaining an account with the Advisor." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/argentic-new-york-ny-289502.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 9, "fewer_than_5": false, "raum": 1811100000.0 } ], "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289502", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }